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First Trust Small Cap Core AlphaDEX Fund

57 hedge funds and large institutions have $351M invested in First Trust Small Cap Core AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
27
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
VFS
26
VSR Financial Services
Kansas
$1.46M +$147K +3,027 +11%
AIM
27
Astor Investment Management
Illinois
$1.08M +$1.08M +22,196 New
LPT
28
Legacy Private Trust
Wisconsin
$1.05M -$1.6M -32,810 -60%
AP
29
Advisors Preferred
Maryland
$846K +$846K +17,375 New
PAG
30
Private Advisor Group
New Jersey
$785K +$42.7K +876 +6%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$748K +$748K +15,346 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$745K +$117K +2,394 +19%
CS
33
Comerica Securities
Michigan
$555K -$10.4K -213 -2%
PI
34
Placemark Investments
Illinois
$553K +$113K +2,311 +26%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$488K +$92.3K +1,894 +23%
UR
36
USCA RIA
Texas
$475K +$49 +1 +0%
PGFC
37
Peapack-Gladstone Financial Corp
New Jersey
$438K
FAAS
38
First Allied Advisory Services
California
$427K +$35.3K +723 +9%
FHC
39
First Heartland Consultants
Missouri
$426K +$426K +8,752 New
SI
40
SII Investments
Wisconsin
$383K -$34.3K -758 -8%
SCM
41
Sterneck Capital Management
Missouri
$362K
AIG
42
American International Group
New York
$354K +$64.6K +1,326 +22%
CS
43
Credit Suisse
Switzerland
$340K +$67.7K +1,390 +25%
BRWM
44
B. Riley Wealth Management
Tennessee
$292K +$292K +5,998 New
SF
45
Synovus Financial
Georgia
$243K
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$223K -$114K -2,362 -34%
IH
47
IFC Holdings
Florida
$217K +$762 +16 +0.4%
RJT
48
Raymond James Trust
Florida
$206K +$206K +4,234 New
BFEC
49
Benjamin F. Edwards & Company
Missouri
$133K
NES
50
New England Securities
New York
$124K -$10.3K -212 -8%