USCA RIA’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

USCA RIA’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	$2.51M	Sell	26,950 -330	-1%	-$30.7K	0.15%	190
2021 Q1	$2.47M	Buy	27,280 +200	+0.7%	+$17.6K	0.16%	183
2020 Q4	$2.08M	Buy	27,080 +1,700	+7%	+$116K	0.15%	149
2020 Q3	$1.47M	Sell	25,380 -561	-2%	-$32.3K	0.12%	169
2020 Q2	$1.41M	Buy	25,941 +450	+2%	+$22.2K	0.12%	167
2020 Q1	$1.05M	Sell	25,491 -3,166	-11%	-$179K	0.12%	184
2019 Q4	$1.86M	Buy	28,657 +1,106	+4%	+$68.7K	0.17%	172
2019 Q3	$1.66M	Buy	27,551 +947	+4%	+$56.8K	0.16%	169
2019 Q2	$1.64M	Buy	26,604 +3,501	+15%	+$215K	0.17%	164
2019 Q1	$1.43M	Buy	23,103 +1,100	+5%	+$66.8K	0.16%	170
2018 Q4	$1.19M	Buy	22,003 +212	+1%	+$12.9K	0.16%	168
2018 Q3	$1.5M	Buy	21,791 +601	+3%	+$41.1K	0.15%	183
2018 Q2	$1.4M	Buy	21,190 +3,803	+22%	+$243K	0.15%	183
2018 Q1	$1.05M	Buy	17,387 +463	+3%	+$28.4K	0.12%	218
2017 Q4	$1.03M	Buy	16,924 +1,150	+7%	+$68.7K	0.11%	200
2017 Q3	$877K	Hold	15,774	–	–	0.11%	199
2017 Q2	$877K	Buy	15,774 +431	+3%	+$23.5K	0.11%	200
2017 Q1	$835K	Sell	15,343 -400	-3%	-$21.7K	0.12%	200
2016 Q4	$848K	Buy	15,743 +1,250	+9%	+$63.8K	0.13%	183
2016 Q3	$722K	Buy	14,493 +400	+3%	+$19.5K	0.12%	191
2016 Q2	$649K	Buy	14,093 +1,490	+12%	+$67.6K	0.11%	195
2016 Q1	$568K	Sell	12,603 -86	-0.7%	-$3.58K	0.1%	197
2015 Q4	$561K	Buy	12,689 +301	+2%	+$13.8K	0.12%	185
2015 Q3	$542K	Buy	12,388 +906	+8%	+$42.5K	0.14%	173
2015 Q2	$574K	Buy	11,482 +1,551	+16%	+$78.4K	0.15%	166
2015 Q1	$502K	Buy	9,931 +300	+3%	+$14.7K	0.13%	172
2014 Q4	$472K	Sell	9,631 -699	-7%	-$32.7K	0.13%	186
2014 Q3	$464K	Buy	10,330 +431	+4%	+$20.4K	0.14%	177
2014 Q2	$486K	Buy	9,899 +150	+2%	+$7.11K	0.16%	153
2014 Q1	$475K	Buy	9,749 +1	+0%	+$48	0.17%	153
2013 Q4	$474K	Buy	9,748 +50	+0.5%	+$2.31K	0.19%	145
2013 Q3	$425K	Buy	9,698 +1,111	+13%	+$47K	0.19%	138
2013 Q2	$339K	Buy	+8,587	New	+$332K	0.17%	147

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

USCA RIA's FYX Position: Q2 2021 in Review

USCA RIA reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 1.2% in Q2 2021, selling an estimated $30.7K and leaving 26,950 shares worth $2.51M. The position accounts for 0.15% of the portfolio, ranked #190.

USCA RIA first reported a position in FYX in Q2 2013 and has held it in 33 quarters since. 125 funds tracked by Wall St. Rank hold FYX as of Q2 2021.

USCA RIA held 26,950 shares of First Trust Small Cap Core AlphaDEX Fund worth $2.51M as of Q2 2021.
USCA RIA sold 330 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2021, an estimated $30.7K.
First Trust Small Cap Core AlphaDEX Fund made up 0.15% of USCA RIA's portfolio in Q2 2021, its #190 holding.
USCA RIA first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and has held it in 33 quarters since.
125 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2021.

Based on USCA RIA's 13F filing for Q2 2021, filed 28 Jul 2021.