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New England Securities’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

New England Securities’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		$14K Sell
279
-1,458
-84% -$68.2K ﹤0.01% 990
2014
Q3 		$78K Sell
1,737
-4,718
-73% -$223K 0.03% 489
2014
Q2 		$317K Buy
6,455
+3,903
+153% +$185K 0.11% 217
2014
Q1 		$124K Sell
2,552
-212
-8% -$10.1K 0.05% 351
2013
Q4 		$134K Buy
2,764
+325
+13% +$15K 0.06% 350
2013
Q3 		$107K Buy
+2,439
New +$103K 0.05% 333

Other funds holding FYX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AIM
Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

New England Securities's FYX Position: Q4 2014 in Review

New England Securities reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 84% in Q4 2014, selling an estimated $68.2K and leaving 279 shares worth $14K. The position accounts for ﹤0.01% of the portfolio, ranked #990.

New England Securities first reported a position in FYX in Q3 2013 and has held it in 6 quarters since. The position peaked at $317K in Q2 2014. 59 funds tracked by Wall St. Rank hold FYX as of Q4 2014.

  • New England Securities held 279 shares of First Trust Small Cap Core AlphaDEX Fund worth $14K as of Q4 2014.
  • New England Securities sold 1,458 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2014, an estimated $68.2K.
  • First Trust Small Cap Core AlphaDEX Fund made up ﹤0.01% of New England Securities's portfolio in Q4 2014, its #990 holding.
  • New England Securities first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2013 and has held it in 6 quarters since.
  • New England Securities's First Trust Small Cap Core AlphaDEX Fund position peaked at $317K in Q2 2014.
  • 59 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2014.

Based on New England Securities's 13F filing for Q4 2014, filed 26 Jan 2015.