B. Riley Wealth Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-5,998	Closed	-$292K	–	1121
2014 Q1	$292K	Buy	+5,998	New	+$292K	0.22%	128