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B. Riley Wealth Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

B. Riley Wealth Management’s Portfolio FYX Stock Details FYX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-5,998
Closed -$292K – 1122
2014
Q1 		$292K Buy
+5,998
New +$286K 0.22% 128

Other funds holding FYX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
AIM
Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

B. Riley Wealth Management's FYX Position: Q2 2014 in Review

B. Riley Wealth Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2014, closing a stake of 5,998 shares — an estimated $292K sold.

B. Riley Wealth Management first reported a position in FYX in Q1 2014 and held it in 1 quarter. The position peaked at $292K in Q1 2014. 60 funds tracked by Wall St. Rank hold FYX as of Q2 2014.

  • B. Riley Wealth Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2014 after selling out during the quarter.
  • B. Riley Wealth Management sold 5,998 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2014, an estimated $292K.
  • B. Riley Wealth Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2014 and held it in 1 quarter.
  • B. Riley Wealth Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $292K in Q1 2014.
  • 60 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2014.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.