SII Investments’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

SII Investments’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-12,270	Closed	-$752K	–	113
2017 Q4	$752K	Buy	+12,270	New	+$733K	0.08%	190
2014 Q3	–	Sell	-7,463	Closed	-$368K	–	511
2014 Q2	$368K	Sell	7,463 -1,013	-12%	-$48K	0.05%	314
2014 Q1	$383K	Sell	8,476 -758	-8%	-$36.2K	0.07%	268
2013 Q4	$451K	Sell	9,234 -260	-3%	-$12K	0.08%	253
2013 Q3	$417K	Buy	9,494 +1,725	+22%	+$72.9K	0.1%	201
2013 Q2	$305K	Buy	+7,769	New	+$301K	0.07%	280

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

SII Investments's FYX Position: Q1 2018 in Review

SII Investments sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q1 2018, closing a stake of 12,270 shares — an estimated $752K sold.

SII Investments first reported a position in FYX in Q2 2013 and held it in 6 quarters. The position peaked at $752K in Q4 2017. 86 funds tracked by Wall St. Rank hold FYX as of Q1 2018.

SII Investments reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q1 2018 after selling out during the quarter.
SII Investments sold 12,270 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2018, an estimated $752K.
SII Investments first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and held it in 6 quarters.
SII Investments's First Trust Small Cap Core AlphaDEX Fund position peaked at $752K in Q4 2017.
86 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.