Sterneck Capital Management’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Sterneck Capital Management’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-7,440	Closed	-$362K	–	136
2014 Q1	$362K	Hold	7,440	–	–	0.2%	96
2013 Q4	$362K	Hold	7,440	–	–	0.22%	98
2013 Q3	$326K	Buy	7,440 +540	+8%	+$22.8K	0.21%	109
2013 Q2	$273K	Buy	+6,900	New	+$267K	0.17%	121

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Sterneck Capital Management's FYX Position: Q2 2014 in Review

Sterneck Capital Management sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2014, closing a stake of 7,440 shares — an estimated $362K sold.

Sterneck Capital Management first reported a position in FYX in Q2 2013 and held it in 4 quarters. The position peaked at $362K in Q1 2014. 60 funds tracked by Wall St. Rank hold FYX as of Q2 2014.

Sterneck Capital Management reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2014 after selling out during the quarter.
Sterneck Capital Management sold 7,440 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2014, an estimated $362K.
Sterneck Capital Management first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and held it in 4 quarters.
Sterneck Capital Management's First Trust Small Cap Core AlphaDEX Fund position peaked at $362K in Q1 2014.
60 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2014.

Based on Sterneck Capital Management's 13F filing for Q2 2014, filed 15 Aug 2014.