Peapack-Gladstone Financial Corp’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Peapack-Gladstone Financial Corp’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-4,001	Closed	-$247K	–	360
2019 Q1	$247K	Hold	4,001	–	–	0.01%	311
2018 Q4	$217K	Hold	4,001	–	–	0.01%	311
2018 Q3	$276K	Hold	4,001	–	–	0.01%	304
2018 Q2	$264K	Hold	4,001	–	–	0.01%	304
2018 Q1	$241K	Hold	4,001	–	–	0.01%	310
2017 Q4	$245K	Hold	4,001	–	–	0.01%	302
2017 Q3	$236K	Hold	4,001	–	–	0.01%	304
2017 Q2	$222K	Hold	4,001	–	–	0.01%	311
2017 Q1	$218K	Hold	4,001	–	–	0.01%	314
2016 Q4	$215K	Buy	+4,001	New	+$204K	0.01%	307
2015 Q2	–	Sell	-4,000	Closed	-$202K	–	322
2015 Q1	$202K	Buy	+4,000	New	+$196K	0.01%	316
2014 Q4	–	Sell	-9,000	Closed	-$404K	–	310
2014 Q3	$404K	Hold	9,000	–	–	0.03%	216
2014 Q2	$442K	Hold	9,000	–	–	0.03%	208
2014 Q1	$438K	Hold	9,000	–	–	0.03%	206
2013 Q4	$438K	Hold	9,000	–	–	0.04%	203
2013 Q3	$394K	Hold	9,000	–	–	0.03%	210
2013 Q2	$356K	Buy	+9,000	New	+$348K	0.03%	219

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Peapack-Gladstone Financial Corp's FYX Position: Q2 2019 in Review

Peapack-Gladstone Financial Corp sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2019, closing a stake of 4,001 shares — an estimated $247K sold.

Peapack-Gladstone Financial Corp first reported a position in FYX in Q2 2013 and held it in 17 quarters. The position peaked at $442K in Q2 2014. 102 funds tracked by Wall St. Rank hold FYX as of Q2 2019.

Peapack-Gladstone Financial Corp reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2019 after selling out during the quarter.
Peapack-Gladstone Financial Corp sold 4,001 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2019, an estimated $247K.
Peapack-Gladstone Financial Corp first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and held it in 17 quarters.
Peapack-Gladstone Financial Corp's First Trust Small Cap Core AlphaDEX Fund position peaked at $442K in Q2 2014.
102 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2019.

Based on Peapack-Gladstone Financial Corp's 13F filing for Q2 2019, filed 15 Aug 2019.