Ladenburg Thalmann Financial Services’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.62M	Buy	40,652 +3,444	+9%	+$214K	0.02%	737
2019 Q3	$2.23M	Sell	37,208 -997	-3%	-$59.8K	0.02%	768
2019 Q2	$2.35M	Sell	38,205 -395	-1%	-$24.2K	0.02%	734
2019 Q1	$2.38M	Buy	38,600 +1,916	+5%	+$116K	0.02%	702
2018 Q4	$1.99M	Buy	36,684 +5,073	+16%	+$308K	0.02%	664
2018 Q3	$2.18M	Sell	31,611 -5,931	-16%	-$406K	0.02%	685
2018 Q2	$2.26M	Hold	37,542	–	–	0.02%	645
2018 Q1	$2.26M	Sell	37,542 -817	-2%	-$50.1K	0.02%	645
2017 Q4	$2.35M	Sell	38,359 -1,251	-3%	-$74.8K	0.02%	617
2017 Q3	$2.34M	Buy	39,610 +4,876	+14%	+$272K	0.03%	561
2017 Q2	$1.91M	Buy	34,734 +7,246	+26%	+$395K	0.02%	609
2017 Q1	$1.49M	Buy	27,488 +2,830	+11%	+$153K	0.02%	697
2016 Q4	$1.32M	Buy	24,658 +5,165	+26%	+$264K	0.02%	707
2016 Q3	$970K	Sell	19,493 -307	-2%	-$15K	0.01%	814
2016 Q2	$911K	Buy	19,800 +28	+0.1%	+$1.27K	0.01%	803
2016 Q1	$884K	Sell	19,772 -2,228	-10%	-$92.6K	0.02%	759
2015 Q4	$979K	Buy	22,000 +3,725	+20%	+$171K	0.02%	697
2015 Q3	$805K	Buy	18,275 +1,968	+12%	+$92.3K	0.02%	735
2015 Q2	$814K	Buy	16,307 +1,383	+9%	+$69.9K	0.02%	821
2015 Q1	$753K	Buy	14,924 +6,307	+73%	+$310K	0.01%	827
2014 Q4	$418K	Buy	8,617 +491	+6%	+$23K	0.01%	1009
2014 Q3	$372K	Buy	8,126 +1,350	+20%	+$63.8K	0.01%	923
2014 Q2	$328K	Buy	6,776 +2,172	+47%	+$103K	0.01%	956
2014 Q1	$223K	Sell	4,604 -2,362	-34%	-$113K	0.01%	1071
2013 Q4	$336K	Sell	6,966 -62	-0.9%	-$2.86K	0.01%	846
2013 Q3	$301K	Buy	7,028 +4	+0.1%	+$169	0.01%	846
2013 Q2	$279K	Buy	+7,024	New	+$272K	0.01%	840

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PCM

Peak Capital Management Greenwood Village, Colorado $93.5M AUM 2.28% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FYX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 9.3% in Q4 2019, buying an estimated $214K and bringing the position to 40,652 shares worth $2.62M. The position accounts for 0.02% of the portfolio, ranked #737.

Ladenburg Thalmann Financial Services first reported a position in FYX in Q2 2013 and has held it in 27 quarters since. 110 funds tracked by Wall St. Rank hold FYX as of Q4 2019.

Ladenburg Thalmann Financial Services held 40,652 shares of First Trust Small Cap Core AlphaDEX Fund worth $2.62M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 3,444 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $214K.
First Trust Small Cap Core AlphaDEX Fund made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #737 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2013 and has held it in 27 quarters since.
110 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.