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First Trust Small Cap Growth AlphaDEX Fund

67 hedge funds and large institutions have $179M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less capital invested

Capital invested by funds: $185M → $179M (-$5.75M)

4% less funds holding

Funds holding: 7067 (-3)

5.02% less ownership

Funds ownership: 64.49%59.48% (-5%)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

31% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 29

Holders
67
Holders Change
-3
Holders Change %
-4.29%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
20
Reduced
29
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisory Group
Washington
$850K
BCM
27
Breiter Capital Management
Florida
$801K +$826K +18,455 New
CAN
28
Cetera Advisor Networks
California
$744K +$175K +3,917 +32%
GIA
29
Gladstone Institutional Advisory
Florida
$720K +$43.3K +967 +7%
PAG
30
Private Advisor Group
New Jersey
$632K +$276K +6,163 +82%
UR
31
USCA RIA
Texas
$629K +$92.6K +2,070 +18%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$547K +$135K +3,020 +34%
IWC
33
Integrated Wealth Concepts
Massachusetts
$542K +$525K +11,735 New
Jane Street
34
Jane Street
New York
$523K -$1.29M -28,900 -72%
KWM
35
Kingsview Wealth Management
Oregon
$516K -$36K -805 -7%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$491K +$51.3K +1,146 +12%
FAAS
37
First Allied Advisory Services
California
$452K +$436K +9,747 New
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$426K -$3.5M -78,326 -89%
WS
39
Wedbush Securities
California
$421K -$4.47K -100 -1%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$368K -$7.02K -157 -2%
OIA
41
Optimum Investment Advisors
Illinois
$359K +$3.76K +84 +1%
JIP
42
Jaffetilchin Investment Partners
Florida
$359K +$348K +7,777 New
CWA
43
Clarus Wealth Advisors
Arizona
$296K +$7.61K +170 +3%
TRCT
44
Tower Research Capital (TRC)
New York
$259K -$2.97M -66,424 -92%
BAM
45
Belpointe Asset Management
Nevada
$234K +$37.4K +835 +20%
CA
46
Cetera Advisors
Colorado
$227K -$2.14M -47,826 -91%
WP
47
WealthShield Partners
North Carolina
$197K -$37.7K -842 -16%
GWM
48
Geneos Wealth Management
Colorado
$172K
ASN
49
Advisory Services Network
Georgia
$142K +$7.43K +166 +6%
APA
50
American Portfolios Advisors
New York
$125K -$106K -2,378 -47%

FYC Hedge Fund Activity: Q1 2019 in Review

67 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2019, worth a combined $179M — down 3.1% from $185M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FYC and 7 opened new positions — a net loss of 3 holders — while 29 trimmed existing stakes and 20 added.

The largest buyer was First Trust Advisors, adding an estimated $3.49M. The largest seller was Raymond James & Associates, cutting an estimated $13.1M.

  • 67 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2019, down from 70 in Q4 2018.
  • Funds reported $179M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2019, down 3.1% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2019 and 10 closed out, a net change of -3 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2019 was First Trust Advisors, an estimated $3.49M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2019 was Raymond James & Associates, an estimated $13.1M sold.

Based on aggregated 13F filings for Q1 2019.