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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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80 hedge funds and large institutions have $120M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

39% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 18

8% more funds holding

Funds holding: 74 → 80 (+6)

3% more capital invested

Capital invested by funds: $116M → $120M (+$3.93M)

0.56% more ownership

Funds ownership: 18.02% → 18.58% (+0.56%)

Holders
80
Holders Change
+6
Holders Change %
+8.11%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
25
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$3.84M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$948K
3
GC
Guggenheim Capital
Illinois
+$840K
4
LCM
Landscape Capital Management
New Jersey
+$438K
5
WAM
Wolverine Asset Management
Illinois
+$436K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$2.48M
2
FAM
Formidable Asset Management
Ohio
-$1.37M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$885K
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$556K
5
Bank of America
Bank of America
North Carolina
-$528K
Name Holding Trade Value Shares
Change 		Change in
Stake
TYCC
51
Texas Yale Capital Corp
Florida
$183K – – –
DI
52
DFPG Investments
Utah
$179K +$179K +10,027 New
SPIA
53
Steward Partners Investment Advisory
New York
$137K -$19.9K -1,120 -13%
Carson Wealth (CWM LLC)
54
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$128K – – –
GWM
56
Geneos Wealth Management
Colorado
$113K – – –
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$112K – – –
PFGIA
58
Patriot Financial Group Insurance Agency
Massachusetts
$71K +$623 +35 +0.9%
US Bancorp
59
US Bancorp
Minnesota
$64K +$14.2K +800 +28%
SNT
60
Security National Trust
West Virginia
$53K – – –
Citigroup
61
Citigroup
New York
$52K +$17.8K +1,000 +51%
BWP
62
Baldwin Wealth Partners
Massachusetts
$46K – – –
PB
63
Pinnacle Bancorp
Nebraska
$39K – – –
APA
64
American Portfolios Advisors
New York
$34.3K – – –
LWM
65
Liberty Wealth Management
California
$33K +$392 +22 +1%
TFGT
66
TS Financial Group (TSFG)
Illinois
$30K – – –
CFA
67
Carroll Financial Associates
North Carolina
$26K – – –
RFM
68
Royal Fund Management
Florida
$25K – – –
SFS
69
Sowell Financial Services
Arkansas
$25K – – –
NFG
70
Next Financial Group
Texas
$19K +$10.1K +570 +114%
ASN
71
Advisory Services Network
Georgia
$18K – – –
CFGS
72
Concourse Financial Group Securities
Alabama
$18K +$17.8K +1,000 New
GRP
73
Global Retirement Partners
California
$17K – – –
WAP
74
Wealthcare Advisory Partners
Pennsylvania
$12K +$196 +11 +2%
SIS
75
Sound Income Strategies
Florida
$11K – – –
1 2
3
4

DIAX Hedge Fund Activity: Q4 2019 in Review

80 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2019, worth a combined $120M — up 3.4% from $116M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new DIAX positions and 9 closed out — a net gain of 7 holders — while 25 added to existing stakes and 18 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $3.84M. The largest seller was Advisors Asset Management, cutting an estimated $2.48M.

  • 80 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2019, up from 74 in Q3 2019.
  • Funds reported $120M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2019, up 3.4% quarter-over-quarter.
  • 16 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2019 and 9 closed out, a net change of +7 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2019 was Shaker Financial Services, an estimated $3.84M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2019 was Advisors Asset Management, an estimated $2.48M sold.

Based on aggregated 13F filings for Q4 2019.