Carroll Financial Associates’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Carroll Financial Associates’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-621	Closed	-$8K	–	1550
2020 Q3	$8K	Buy	+621	New	+$8.57K	﹤0.01%	1088
2020 Q1	–	Sell	-1,500	Closed	-$26K	–	1492
2019 Q4	$26K	Hold	1,500	–	–	﹤0.01%	813
2019 Q3	$26K	Hold	1,500	–	–	﹤0.01%	754
2019 Q2	$26K	Hold	1,500	–	–	﹤0.01%	753
2019 Q1	$27K	Hold	1,500	–	–	﹤0.01%	681
2018 Q4	$24K	Hold	1,500	–	–	﹤0.01%	624
2018 Q3	$29K	Buy	+1,500	New	+$28.8K	﹤0.01%	613

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Carroll Financial Associates's DIAX Position: Q4 2020 in Review

Carroll Financial Associates sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2020, closing a stake of 621 shares — an estimated $8K sold.

Carroll Financial Associates first reported a position in DIAX in Q3 2018 and held it in 7 quarters. The position peaked at $29K in Q3 2018. 91 funds tracked by Wall St. Rank hold DIAX as of Q4 2020.

Carroll Financial Associates reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2020 after selling out during the quarter.
Carroll Financial Associates sold 621 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2020, an estimated $8K.
Carroll Financial Associates first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2018 and held it in 7 quarters.
Carroll Financial Associates's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $29K in Q3 2018.
91 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2020.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.