Sound Income Strategies’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Sound Income Strategies’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-609	Closed	-$10K	–	843
2021 Q2	$10K	Hold	609	–	–	﹤0.01%	474
2021 Q1	$9.9K	Hold	609	–	–	﹤0.01%	487
2020 Q4	$9K	Hold	609	–	–	﹤0.01%	468
2020 Q3	$8K	Hold	609	–	–	﹤0.01%	454
2020 Q2	$8K	Hold	609	–	–	﹤0.01%	420
2020 Q1	$8K	Hold	609	–	–	﹤0.01%	368
2019 Q4	$11K	Hold	609	–	–	﹤0.01%	317
2019 Q3	$11K	Hold	609	–	–	﹤0.01%	294
2019 Q2	$11K	Hold	609	–	–	﹤0.01%	313
2019 Q1	$11K	Hold	609	–	–	0.01%	314
2018 Q4	$10K	Hold	609	–	–	0.01%	320
2018 Q3	$12K	Hold	609	–	–	0.01%	312
2018 Q2	$11K	Hold	609	–	–	0.01%	289
2018 Q1	$11K	Hold	609	–	–	0.01%	270
2017 Q4	$11K	Buy	+609	New	+$10.9K	0.01%	199

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Sound Income Strategies's DIAX Position: Q3 2021 in Review

Sound Income Strategies sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2021, closing a stake of 609 shares — an estimated $10K sold.

Sound Income Strategies first reported a position in DIAX in Q4 2017 and held it in 15 quarters. The position peaked at $12K in Q3 2018. 79 funds tracked by Wall St. Rank hold DIAX as of Q3 2021.

Sound Income Strategies reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2021 after selling out during the quarter.
Sound Income Strategies sold 609 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2021, an estimated $10K.
Sound Income Strategies first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2017 and held it in 15 quarters.
Sound Income Strategies's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $12K in Q3 2018.
79 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2021.

Based on Sound Income Strategies's 13F filing for Q3 2021, filed 12 Oct 2021.