TS Financial Group (TSFG)’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

TS Financial Group (TSFG)’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-1,725	Closed	-$29K	–	865
2021 Q2	$29K	Hold	1,725	–	–	0.01%	381
2021 Q1	$28K	Hold	1,725	–	–	0.01%	324
2020 Q4	$26K	Hold	1,725	–	–	0.01%	336
2020 Q3	$23K	Hold	1,725	–	–	0.01%	315
2020 Q2	$23K	Hold	1,725	–	–	0.02%	298
2020 Q1	$22K	Hold	1,725	–	–	0.02%	278
2019 Q4	$30K	Hold	1,725	–	–	0.02%	285
2019 Q3	$31K	Buy	+1,725	New	+$30.4K	0.02%	263

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

TS Financial Group (TSFG)'s DIAX Position: Q3 2021 in Review

TS Financial Group (TSFG) sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2021, closing a stake of 1,725 shares — an estimated $29K sold.

TS Financial Group (TSFG) first reported a position in DIAX in Q3 2019 and held it in 8 quarters. The position peaked at $31K in Q3 2019. 79 funds tracked by Wall St. Rank hold DIAX as of Q3 2021.

TS Financial Group (TSFG) reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2021 after selling out during the quarter.
TS Financial Group (TSFG) sold 1,725 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2021, an estimated $29K.
TS Financial Group (TSFG) first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019 and held it in 8 quarters.
TS Financial Group (TSFG)'s Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $31K in Q3 2019.
79 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2021.

Based on TS Financial Group (TSFG)'s 13F filing for Q3 2021, filed 12 Oct 2021.