Advisory Services Network’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Advisory Services Network’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-2,797	Closed	-$41.6K	–	2416
2025 Q3	$41.6K	Buy	+2,797	New	+$40.6K	﹤0.01%	2550
2024 Q1	–	Sell	-500	Closed	-$7K	–	1983
2023 Q4	$7K	Buy	+500	New	+$6.82K	﹤0.01%	2996
2023 Q2	–	Sell	-500	Closed	-$7.34K	–	1983
2023 Q1	$7.34K	Sell	500 -3,240	-87%	-$49.2K	﹤0.01%	2999
2022 Q4	$58K	Buy	+3,740	New	+$56.8K	﹤0.01%	1898
2021 Q3	–	Sell	-4,296	Closed	-$73K	–	1844
2021 Q2	$73K	Buy	+4,296	New	+$72.3K	﹤0.01%	1784
2021 Q1	–	Sell	-5,279	Closed	-$80K	–	1681
2020 Q4	$80K	Buy	5,279 +39	+0.7%	+$557	﹤0.01%	1437
2020 Q3	$71K	Buy	+5,240	New	+$72.3K	﹤0.01%	1408
2020 Q2	–	Sell	-1,000	Closed	-$13K	–	1418
2020 Q1	$13K	Hold	1,000	–	–	﹤0.01%	2101
2019 Q4	$18K	Hold	1,000	–	–	﹤0.01%	2061
2019 Q3	$18K	Hold	1,000	–	–	﹤0.01%	1874
2019 Q2	$18K	Hold	1,000	–	–	﹤0.01%	1872
2019 Q1	$18K	Hold	1,000	–	–	﹤0.01%	1649
2018 Q4	$16K	Hold	1,000	–	–	﹤0.01%	1578
2018 Q3	$20K	Hold	1,000	–	–	﹤0.01%	1571
2018 Q2	$19K	Hold	1,000	–	–	﹤0.01%	1561
2018 Q1	$18K	Hold	1,000	–	–	﹤0.01%	1678
2017 Q4	$19K	Hold	1,000	–	–	﹤0.01%	1640
2017 Q3	$17K	Hold	1,000	–	–	﹤0.01%	1443
2017 Q2	$17K	Buy	+1,000	New	+$16.2K	﹤0.01%	1397

Other funds holding DIAX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Advisory Services Network's DIAX Position: Q4 2025 in Review

Advisory Services Network sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2025, closing a stake of 2,797 shares — an estimated $41.6K sold.

Advisory Services Network first reported a position in DIAX in Q2 2017 and held it in 19 quarters. The position peaked at $80K in Q4 2020. 122 funds tracked by Wall St. Rank hold DIAX as of Q4 2025.

Advisory Services Network reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2025 after selling out during the quarter.
Advisory Services Network sold 2,797 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2025, an estimated $41.6K.
Advisory Services Network first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2017 and held it in 19 quarters.
Advisory Services Network's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $80K in Q4 2020.
122 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2025.

Based on Advisory Services Network's 13F filing for Q4 2025, filed 17 Feb 2026.