Concourse Financial Group Securities’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Concourse Financial Group Securities’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-125	Closed	-$1.81K	–	2354
2023 Q1	$1.87K	Buy	+125	New	+$1.9K	﹤0.01%	2069
2022 Q1	–	Sell	-750	Closed	-$12.6K	–	2212
2021 Q4	$13K	Hold	750	–	–	﹤0.01%	1777
2021 Q3	$13K	Hold	750	–	–	﹤0.01%	1799
2021 Q2	$13K	Hold	750	–	–	﹤0.01%	1778
2021 Q1	$12K	Buy	+750	New	+$11.5K	﹤0.01%	1710
2020 Q2	–	Sell	-1,000	Closed	-$13.3K	–	2111
2020 Q1	$13K	Hold	1,000	–	–	﹤0.01%	1369
2019 Q4	$18K	Buy	+1,000	New	+$17.8K	﹤0.01%	1279
2019 Q3	–	Sell	-1,250	Closed	-$22K	–	1838
2019 Q2	$22K	Sell	1,250 -997	-44%	-$17.6K	﹤0.01%	1208
2019 Q1	$40K	Buy	2,247 +1,247	+125%	+$22K	﹤0.01%	951
2018 Q4	$16K	Buy	+1,000	New	+$17.9K	﹤0.01%	1241

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Concourse Financial Group Securities's DIAX Position: Q2 2023 in Review

Concourse Financial Group Securities sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2023, closing a stake of 125 shares — an estimated $1.81K sold.

Concourse Financial Group Securities first reported a position in DIAX in Q4 2018 and held it in 10 quarters. The position peaked at $40K in Q1 2019. 82 funds tracked by Wall St. Rank hold DIAX as of Q2 2023.

Concourse Financial Group Securities reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2023 after selling out during the quarter.
Concourse Financial Group Securities sold 125 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2023, an estimated $1.81K.
Concourse Financial Group Securities first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2018 and held it in 10 quarters.
Concourse Financial Group Securities's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $40K in Q1 2019.
82 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2023.

Based on Concourse Financial Group Securities's 13F filing for Q2 2023, filed 10 Aug 2023.