RFM
DIAX

Royal Fund Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Royal Fund Management’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-1,437
Closed -$25K – 595
2019
Q4 		$25K Hold
1,437
– – 0.01% 306
2019
Q3 		$25K Buy
1,437
+108
+8% +$1.9K 0.01% 294
2019
Q2 		$23K Sell
1,329
-146
-10% -$2.58K 0.01% 301
2019
Q1 		$26K Buy
1,475
+803
+119% +$14.1K 0.01% 268
2018
Q4 		$10K Buy
+672
New +$12K ﹤0.01% 336

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Fund Management's DIAX Position: Q1 2020 in Review

Royal Fund Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2020, closing a stake of 1,437 shares — an estimated $25K sold.

Royal Fund Management first reported a position in DIAX in Q4 2018 and held it in 5 quarters. The position peaked at $26K in Q1 2019. 84 funds tracked by Wall St. Rank hold DIAX as of Q1 2020.

  • Royal Fund Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2020 after selling out during the quarter.
  • Royal Fund Management sold 1,437 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2020, an estimated $25K.
  • Royal Fund Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2018 and held it in 5 quarters.
  • Royal Fund Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $26K in Q1 2019.
  • 84 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2020.

Based on Royal Fund Management's 13F filing for Q1 2020, filed 8 May 2020.