DFPG Investments’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

DFPG Investments’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$393K	Sell	28,091 -534	-2%	-$7.28K	0.03%	459
2023 Q3	$379K	Hold	28,625	–	–	0.04%	417
2023 Q2	$408K	Hold	28,625	–	–	0.04%	419
2023 Q1	$420K	Hold	28,625	–	–	0.05%	373
2022 Q4	$452K	Buy	+28,625	New	+$434K	0.07%	273
2020 Q1	–	Sell	-10,027	Closed	-$179K	–	158
2019 Q4	$179K	Buy	+10,027	New	+$179K	0.12%	151

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

DFPG Investments's DIAX Position: Q4 2023 in Review

DFPG Investments reduced its Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) stake by 1.9% in Q4 2023, selling an estimated $7.28K and leaving 28,091 shares worth $393K. The position accounts for 0.03% of the portfolio, ranked #459.

DFPG Investments first reported a position in DIAX in Q4 2019 and has held it in 6 quarters since. The position peaked at $452K in Q4 2022. 82 funds tracked by Wall St. Rank hold DIAX as of Q4 2023.

DFPG Investments held 28,091 shares of Nuveen Dow 30SM Dynamic Overwrite Fund worth $393K as of Q4 2023.
DFPG Investments sold 534 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2023, an estimated $7.28K.
Nuveen Dow 30SM Dynamic Overwrite Fund made up 0.03% of DFPG Investments's portfolio in Q4 2023, its #459 holding.
DFPG Investments first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2019 and has held it in 6 quarters since.
DFPG Investments's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $452K in Q4 2022.
82 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.