Sowell Financial Services’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Sowell Financial Services’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-1,350	Closed	-$23K	–	1059
2021 Q1	$23K	Hold	1,350	–	–	﹤0.01%	1994
2020 Q4	$21K	Hold	1,350	–	–	﹤0.01%	1717
2020 Q3	$18K	Hold	1,350	–	–	﹤0.01%	1598
2020 Q2	$18K	Sell	1,350 -50	-4%	-$667	﹤0.01%	1490
2020 Q1	$18K	Hold	1,400	–	–	﹤0.01%	1423
2019 Q4	$25K	Hold	1,400	–	–	﹤0.01%	1350
2019 Q3	$25K	Buy	+1,400	New	+$24.7K	﹤0.01%	1202

Other funds holding DIAX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Sowell Financial Services's DIAX Position: Q2 2021 in Review

Sowell Financial Services sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2021, closing a stake of 1,350 shares — an estimated $23K sold.

Sowell Financial Services first reported a position in DIAX in Q3 2019 and held it in 7 quarters. The position peaked at $25K in Q4 2019. 89 funds tracked by Wall St. Rank hold DIAX as of Q2 2021.

Sowell Financial Services reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2021 after selling out during the quarter.
Sowell Financial Services sold 1,350 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2021, an estimated $23K.
Sowell Financial Services first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019 and held it in 7 quarters.
Sowell Financial Services's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $25K in Q4 2019.
89 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2021.

Based on Sowell Financial Services's 13F filing for Q2 2021, filed 5 Aug 2021.