Texas Yale Capital Corp’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Texas Yale Capital Corp’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-10,368	Closed	-$176K	–	468
2021 Q2	$176K	Hold	10,368	–	–	0.01%	441
2021 Q1	$168K	Hold	10,368	–	–	0.01%	423
2020 Q4	$158K	Hold	10,368	–	–	0.01%	420
2020 Q3	$140K	Hold	10,368	–	–	0.01%	401
2020 Q2	$141K	Hold	10,368	–	–	0.01%	397
2020 Q1	$130K	Hold	10,368	–	–	0.01%	388
2019 Q4	$183K	Hold	10,368	–	–	0.01%	435
2019 Q3	$185K	Hold	10,368	–	–	0.01%	432
2019 Q2	$183K	Sell	10,368 -10,368	-50%	-$183K	0.01%	442
2019 Q1	$374K	Buy	20,736 +10,368	+100%	+$183K	0.02%	426
2018 Q4	$167K	Hold	10,368	–	–	0.02%	405
2018 Q3	$205K	Hold	10,368	–	–	0.02%	427
2018 Q2	$192K	Hold	10,368	–	–	0.02%	427
2018 Q1	$184K	Hold	10,368	–	–	0.02%	434
2017 Q4	$195K	Hold	10,368	–	–	0.02%	430
2017 Q3	$176K	Hold	10,368	–	–	0.02%	433
2017 Q2	$171K	Hold	10,368	–	–	0.02%	437
2017 Q1	$162K	Buy	+10,368	New	+$162K	0.01%	437

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Texas Yale Capital Corp's DIAX Position: Q3 2021 in Review

Texas Yale Capital Corp sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2021, closing a stake of 10,368 shares — an estimated $176K sold.

Texas Yale Capital Corp first reported a position in DIAX in Q1 2017 and held it in 18 quarters. The position peaked at $374K in Q1 2019. 79 funds tracked by Wall St. Rank hold DIAX as of Q3 2021.

Texas Yale Capital Corp reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2021 after selling out during the quarter.
Texas Yale Capital Corp sold 10,368 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2021, an estimated $176K.
Texas Yale Capital Corp first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2017 and held it in 18 quarters.
Texas Yale Capital Corp's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $374K in Q1 2019.
79 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2021.

Based on Texas Yale Capital Corp's 13F filing for Q3 2021, filed 8 Nov 2021.