PFGIA
DIAX

Patriot Financial Group Insurance Agency’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Patriot Financial Group Insurance Agency’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-3,481
Closed -$53K – 782
2022
Q2 		$53K Buy
3,481
+32
+0.9% +$512 0.01% 710
2022
Q1 		$57K Hold
3,449
– – 0.01% 738
2021
Q4 		$61K Buy
3,449
+57
+2% +$995 0.01% 795
2021
Q3 		$57K Buy
3,392
+28
+0.8% +$483 0.01% 829
2021
Q2 		$57K Buy
3,364
+29
+0.9% +$488 0.01% 800
2021
Q1 		$54K Buy
3,335
+400
+14% +$6.15K 0.01% 743
2020
Q4 		$45K Sell
2,935
-529
-15% -$7.56K 0.01% 715
2020
Q3 		$46K Buy
3,464
+37
+1% +$511 0.02% 554
2020
Q2 		$47K Sell
3,427
-636
-16% -$8.49K 0.02% 531
2020
Q1 		$51K Buy
4,063
+41
+1% +$659 0.02% 448
2019
Q4 		$71K Buy
4,022
+35
+0.9% +$623 0.03% 410
2019
Q3 		$71K Sell
3,987
-1,000
-20% -$17.6K 0.03% 373
2019
Q2 		$88K Buy
4,987
+54
+1% +$952 0.04% 332
2019
Q1 		$89K Sell
4,933
-789
-14% -$13.9K 0.05% 289
2018
Q4 		$92K Buy
5,722
+383
+7% +$6.84K 0.06% 223
2018
Q3 		$106K Buy
5,339
+1,003
+23% +$19.2K 0.06% 200
2018
Q2 		$80K Sell
4,336
-11,100
-72% -$209K 0.09% 139
2018
Q1 		$269K Buy
15,436
+22
+0.1% +$404 0.2% 103
2017
Q4 		$293K Buy
15,414
+1,153
+8% +$20.6K 0.22% 91
2017
Q3 		$244K Buy
14,261
+338
+2% +$5.64K 0.22% 91
2017
Q2 		$230K Hold
13,923
– – 0.24% 87
2017
Q1 		$220K Hold
13,923
– – 0.23% 80
2016
Q4 		$212K Buy
+13,923
New +$202K 0.29% 69

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Patriot Financial Group Insurance Agency's DIAX Position: Q3 2022 in Review

Patriot Financial Group Insurance Agency sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2022, closing a stake of 3,481 shares — an estimated $53K sold.

Patriot Financial Group Insurance Agency first reported a position in DIAX in Q4 2016 and held it in 23 quarters. The position peaked at $293K in Q4 2017. 73 funds tracked by Wall St. Rank hold DIAX as of Q3 2022.

  • Patriot Financial Group Insurance Agency reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2022 after selling out during the quarter.
  • Patriot Financial Group Insurance Agency sold 3,481 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2022, an estimated $53K.
  • Patriot Financial Group Insurance Agency first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2016 and held it in 23 quarters.
  • Patriot Financial Group Insurance Agency's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $293K in Q4 2017.
  • 73 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2022.

Based on Patriot Financial Group Insurance Agency's 13F filing for Q3 2022, filed 1 Nov 2022.