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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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75 hedge funds and large institutions have $119M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 17

1% more capital invested

Capital invested by funds: $117M → $119M (+$1.56M)

0.64% more ownership

Funds ownership: 18% → 18.64% (+0.64%)

5% less funds holding

Funds holding: 79 → 75 (-4)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders
75
Holders Change
-4
Holders Change %
-5.06%
% of All Funds
1.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
25
Reduced
17
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$3.86M
2
WAM
Wolverine Asset Management
Illinois
+$843K
3
Millennium Management
Millennium Management
New York
+$619K
4
Morgan Stanley
Morgan Stanley
New York
+$511K
5
UBS Group
UBS Group
Switzerland
+$425K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$1.01M
2
AAM
Advisors Asset Management
Colorado
-$743K
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$734K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$472K
5
NA
NewEdge Advisors
Louisiana
-$340K
Name Holding Trade Value Shares
Change 		Change in
Stake
PFGIA
51
Patriot Financial Group Insurance Agency
Massachusetts
$88K +$952 +54 +1%
SNT
52
Security National Trust
West Virginia
$52K – – –
US Bancorp
53
US Bancorp
Minnesota
$50K – – –
BWP
54
Baldwin Wealth Partners
Massachusetts
$46K – – –
PB
55
Pinnacle Bancorp
Nebraska
$38K – – –
APA
56
American Portfolios Advisors
New York
$34.2K – – –
LWM
57
Liberty Wealth Management
California
$33K +$21.5K +1,219 +190%
Citigroup
58
Citigroup
New York
$32K – – –
FIA
59
FNY Investment Advisers
New York
$31K -$35 -2 -0.1%
CFA
60
Carroll Financial Associates
North Carolina
$26K – – –
RFM
61
Royal Fund Management
Florida
$23K -$2.58K -146 -10%
CFGS
62
Concourse Financial Group Securities
Alabama
$22K -$17.6K -997 -44%
GAM
63
Griffin Asset Management
New York
$21K +$20.7K +1,175 New
JCM
64
Jacobi Capital Management
Pennsylvania
$19K – – –
ASN
65
Advisory Services Network
Georgia
$18K – – –
GRP
66
Global Retirement Partners
California
$17K – – –
PFBT
67
Parkside Financial Bank & Trust
Missouri
$17K +$17.2K +975 New
SIS
68
Sound Income Strategies
Florida
$11K – – –
WAP
69
Wealthcare Advisory Partners
Pennsylvania
$11K – – –
DAM
70
Delta Asset Management
Tennessee
$11K +$176 +10 +2%
NFG
71
Next Financial Group
Texas
$9K +$8.82K +500 New
CIAS
72
Capital Investment Advisory Services
North Carolina
$8K – – –
EIP
73
Ellis Investment Partners
Pennsylvania
$7K +$7.9K +448 New
GI
74
Gradient Investments
Minnesota
$5K +$5.22K +296 New
HS
75
Horan Securities
United States
$4K – – –
1 2
3
4

DIAX Hedge Fund Activity: Q2 2019 in Review

75 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2019, worth a combined $119M — up 1.3% from $117M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of DIAX and 9 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 25 added.

The largest buyer was Shaker Financial Services, adding an estimated $3.86M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $1.01M sold.

  • 75 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2019, down from 79 in Q1 2019.
  • Funds reported $119M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2019, up 1.3% quarter-over-quarter.
  • 9 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2019 and 12 closed out, a net change of -3 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2019 was Shaker Financial Services, an estimated $3.86M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2019 was Guggenheim Capital, an estimated $1.01M sold.

Based on aggregated 13F filings for Q2 2019.