Delta Asset Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Delta Asset Management’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-50	Closed	-$776	–	643
2022 Q4	$776	Buy	+50	New	+$759	﹤0.01%	639
2022 Q1	–	Sell	-50	Closed	-$1K	–	250
2021 Q4	$1K	Buy	+50	New	+$873	﹤0.01%	610
2020 Q4	–	Sell	-686	Closed	-$9K	–	588
2020 Q3	$9K	Buy	686 +13	+2%	+$179	﹤0.01%	408
2020 Q2	$9K	Buy	673 +16	+2%	+$214	﹤0.01%	413
2020 Q1	$8K	Buy	657 +11	+2%	+$177	﹤0.01%	423
2019 Q4	$11K	Buy	646 +10	+2%	+$178	﹤0.01%	427
2019 Q3	$11K	Buy	636 +11	+2%	+$194	﹤0.01%	411
2019 Q2	$11K	Buy	625 +10	+2%	+$176	﹤0.01%	376
2019 Q1	$11K	Hold	615	–	–	﹤0.01%	361
2018 Q4	$10K	Hold	615	–	–	﹤0.01%	418
2018 Q3	$12K	Hold	615	–	–	﹤0.01%	429
2018 Q2	$11K	Hold	615	–	–	﹤0.01%	429
2018 Q1	$11K	Hold	615	–	–	﹤0.01%	428
2017 Q4	$12K	Buy	+615	New	+$11K	﹤0.01%	414

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Delta Asset Management's DIAX Position: Q1 2023 in Review

Delta Asset Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2023, closing a stake of 50 shares — an estimated $776 sold.

Delta Asset Management first reported a position in DIAX in Q4 2017 and held it in 14 quarters. The position peaked at $12K in Q3 2018. 83 funds tracked by Wall St. Rank hold DIAX as of Q1 2023.

Delta Asset Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2023 after selling out during the quarter.
Delta Asset Management sold 50 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2023, an estimated $776.
Delta Asset Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2017 and held it in 14 quarters.
Delta Asset Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $12K in Q3 2018.
83 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2023.

Based on Delta Asset Management's 13F filing for Q1 2023, filed 12 May 2023.