FIA
DIAX

FNY Investment Advisers’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

FNY Investment Advisers’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-2,800
Closed -$41K – 1050
2025
Q3 		$41K Hold
2,800
– – 0.01% 542
2025
Q2 		$40K Hold
2,800
– – 0.02% 445
2025
Q1 		$40K Buy
+2,800
New +$42.2K 0.02% 314
2024
Q4 		– Sell
-2,800
Closed -$41K – 714
2024
Q3 		$41K Buy
+2,800
New +$40.1K 0.02% 301
2024
Q2 		– Sell
-2,800
Closed -$41 – 510
2024
Q1 		$41 Buy
+2,800
New +$40.4K 0.02% 285
2023
Q4 		– Sell
-2,800
Closed -$38K – 526
2023
Q3 		$38K Hold
2,800
– – 0.02% 251
2023
Q2 		$39K Hold
2,800
– – 0.05% 184
2023
Q1 		$41K Buy
+2,800
New +$42.5K 0.05% 198
2022
Q4 		– Sell
-2,800
Closed -$37K – 554
2022
Q3 		$37K Hold
2,800
– – 0.03% 245
2022
Q2 		$42K Hold
2,800
– – 0.03% 243
2022
Q1 		$46K Buy
+2,800
New +$46.9K 0.04% 263
2021
Q3 		– Sell
-5,000
Closed -$85K – 757
2021
Q2 		$85K Sell
5,000
-1,883
-27% -$31.7K 0.03% 304
2021
Q1 		$111K Buy
+6,883
New +$106K 0.04% 293
2019
Q4 		– Sell
-2,150
Closed -$38K – 868
2019
Q3 		$38K Buy
2,150
+377
+21% +$6.64K 0.01% 429
2019
Q2 		$31K Sell
1,773
-2
-0.1% -$35 0.01% 422
2019
Q1 		$31K Buy
+1,775
New +$31.3K 0.01% 373
2018
Q4 		– Sell
-720
Closed -$14K – 758
2018
Q3 		$14K Sell
720
-270
-27% -$5.18K ﹤0.01% 494
2018
Q2 		$18K Buy
+990
New +$18.6K 0.01% 374

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

FNY Investment Advisers's DIAX Position: Q4 2025 in Review

FNY Investment Advisers sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2025, closing a stake of 2,800 shares — an estimated $41K sold.

FNY Investment Advisers first reported a position in DIAX in Q2 2018 and held it in 18 quarters. The position peaked at $111K in Q1 2021. 122 funds tracked by Wall St. Rank hold DIAX as of Q4 2025.

  • FNY Investment Advisers reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2025 after selling out during the quarter.
  • FNY Investment Advisers sold 2,800 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2025, an estimated $41K.
  • FNY Investment Advisers first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2018 and held it in 18 quarters.
  • FNY Investment Advisers's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $111K in Q1 2021.
  • 122 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2025.

Based on FNY Investment Advisers's 13F filing for Q4 2025, filed 16 Jan 2026.