GAM
DIAX

Griffin Asset Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Griffin Asset Management’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-1,175
Closed -$21K – 295
2019
Q2 		$21K Buy
+1,175
New +$20.7K ﹤0.01% 423

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Griffin Asset Management's DIAX Position: Q3 2019 in Review

Griffin Asset Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2019, closing a stake of 1,175 shares — an estimated $21K sold.

Griffin Asset Management first reported a position in DIAX in Q2 2019 and held it in 1 quarter. The position peaked at $21K in Q2 2019. 74 funds tracked by Wall St. Rank hold DIAX as of Q3 2019.

  • Griffin Asset Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2019 after selling out during the quarter.
  • Griffin Asset Management sold 1,175 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2019, an estimated $21K.
  • Griffin Asset Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2019 and held it in 1 quarter.
  • Griffin Asset Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $21K in Q2 2019.
  • 74 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2019.

Based on Griffin Asset Management's 13F filing for Q3 2019, filed 5 Nov 2019.