Millennium Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Millennium Management’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-11,700	Closed	-$178K	–	6024
2020 Q4	$178K	Buy	+11,700	New	+$167K	﹤0.01%	4872
2019 Q3	–	Sell	-35,100	Closed	-$618K	–	4233
2019 Q2	$618K	Buy	+35,100	New	+$619K	﹤0.01%	3087
2018 Q1	–	Sell	-16,252	Closed	-$306K	–	3713
2017 Q4	$306K	Buy	+16,252	New	+$290K	﹤0.01%	3338

Other funds holding DIAX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Millennium Management's DIAX Position: Q1 2021 in Review

Millennium Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2021, closing a stake of 11,700 shares — an estimated $178K sold.

Millennium Management first reported a position in DIAX in Q4 2017 and held it in 3 quarters. The position peaked at $618K in Q2 2019. 94 funds tracked by Wall St. Rank hold DIAX as of Q1 2021.

Millennium Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2021 after selling out during the quarter.
Millennium Management sold 11,700 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2021, an estimated $178K.
Millennium Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2017 and held it in 3 quarters.
Millennium Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $618K in Q2 2019.
94 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2021.

Based on Millennium Management's 13F filing for Q1 2021, filed 17 May 2021.