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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

59 hedge funds and large institutions have $113M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 2

16% more funds holding

Funds holding: 5159 (+8)

7% more capital invested

Capital invested by funds: $105M → $113M (+$7.65M)

0.62% more ownership

Funds ownership: 20.17%20.79% (+0.62%)

9% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 22

Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
20
Reduced
22
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Nova Scotia
26
Bank of Nova Scotia
Ontario, Canada
$1M -$222K -15,264 -19%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$690K -$19.9K -1,367 -3%
BCA
28
Benchmark Capital Advisors
New York
$591K -$1.45K -100 -0.3%
SCM
29
Schnieders Capital Management
California
$589K +$32K +2,200 +6%
RCM
30
Robinson Capital Management
Michigan
$530K -$72.7K -5,000 -12%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$374K -$25.4K -1,747 -7%
KeyBank National Association
32
KeyBank National Association
Ohio
$358K -$25.1K -1,728 -7%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$344K -$3.42K -235 -1%
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$334K +$323K +22,254 New
AIA
35
Allegis Investment Advisors
Idaho
$326K +$109K +7,488 +53%
PFGIA
36
Patriot Financial Group Insurance Agency
Massachusetts
$212K +$202K +13,923 New
FHA
37
Flagship Harbor Advisors
Massachusetts
$205K +$195K +13,452 New
PA
38
Pinnacle Associates
New York
$202K -$8.72K -600 -4%
Bank of New York Mellon
39
Bank of New York Mellon
New York
$186K -$81.1K -5,584 -31%
Creative Planning
40
Creative Planning
Kansas
$179K -$4.36K -300 -2%
MFS
41
MSI Financial Services
Massachusetts
$178K -$22.5K -1,549 -12%
OC
42
Oppenheimer & Co
New York
$177K +$171K +11,774 New
SFS
43
Shaker Financial Services
Virginia
$165K -$6.39K -440 -4%
SBIA
44
Sheaff Brock Investment Advisors
Indiana
$165K +$1.99K +137 +1%
TSS
45
Two Sigma Securities
New York
$153K +$148K +10,186 New
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$133K
AG
47
Advisor Group
Arizona
$116K +$65.4K +4,500 +139%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$103K +$99.6K +6,857 New
DADC
49
D.A. Davidson & Co
Montana
$76K -$18.2K -1,250 -20%
IA
50
IFP Advisors
Florida
$75K +$19.9K +1,373 +38%

DIAX Hedge Fund Activity: Q4 2016 in Review

59 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2016, worth a combined $113M — up 7.3% from $105M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 2 closed out — a net gain of 8 holders — while 20 added to existing stakes and 22 trimmed.

The largest buyer was 1832 Asset Management, adding an estimated $2.96M. The largest seller was Advisors Asset Management, cutting an estimated $2.55M.

  • 59 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2016, up from 51 in Q3 2016.
  • Funds reported $113M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2016, up 7.3% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2016 and 2 closed out, a net change of +8 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2016 was 1832 Asset Management, an estimated $2.96M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2016 was Advisors Asset Management, an estimated $2.55M sold.

Based on aggregated 13F filings for Q4 2016.