SBIA
DIAX

Sheaff Brock Investment Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		$195K Buy
13,427
+4
+0% +$60 0.02% 404
2024
Q4 		$202K Buy
13,423
+3
+0% +$45 0.02% 403
2024
Q3 		$199K Buy
13,420
+5
+0% +$72 0.02% 407
2024
Q2 		$188K Hold
13,415
– – 0.02% 400
2024
Q1 		$197K Buy
13,415
+5
+0% +$72 0.01% 447
2023
Q4 		$188K Hold
13,410
– – 0.01% 424
2023
Q3 		$184K Hold
13,410
– – 0.02% 400
2023
Q2 		$189K Hold
13,410
– – 0.02% 429
2023
Q1 		$197K Hold
13,410
– – 0.02% 444
2022
Q4 		$208K Buy
13,410
+5
+0% +$76 0.02% 406
2022
Q3 		$181K Buy
13,405
+5
+0% +$77 0.02% 420
2022
Q2 		$205K Buy
13,400
+15
+0.1% +$240 0.02% 413
2022
Q1 		$222K Hold
13,385
– – 0.02% 446
2021
Q4 		$238K Buy
13,385
+100
+0.8% +$1.75K 0.02% 444
2021
Q3 		$223K Buy
+13,285
New +$229K 0.02% 464
2017
Q2 		– Sell
-10,375
Closed -$162K – 617
2017
Q1 		$162K Sell
10,375
-600
-5% -$9.39K 0.02% 530
2016
Q4 		$165K Buy
10,975
+137
+1% +$1.99K 0.02% 530
2016
Q3 		$156K Buy
10,838
+25
+0.2% +$366 0.02% 488
2016
Q2 		$157K Sell
10,813
-276
-2% -$3.91K 0.02% 514
2016
Q1 		$156K Hold
11,089
– – 0.02% 526
2015
Q4 		$159K Buy
+11,089
New +$158K 0.02% 545

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
AA
AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Sheaff Brock Investment Advisors's DIAX Position: Q1 2025 in Review

Sheaff Brock Investment Advisors increased its Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) stake by 0.03% in Q1 2025, buying an estimated $60 and bringing the position to 13,427 shares worth $195K. The position accounts for 0.02% of the portfolio, ranked #404.

Sheaff Brock Investment Advisors first reported a position in DIAX in Q4 2015 and has held it in 21 quarters since. The position peaked at $238K in Q4 2021. 100 funds tracked by Wall St. Rank hold DIAX as of Q1 2025.

  • Sheaff Brock Investment Advisors held 13,427 shares of Nuveen Dow 30SM Dynamic Overwrite Fund worth $195K as of Q1 2025.
  • Sheaff Brock Investment Advisors bought 4 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2025, an estimated $60.
  • Nuveen Dow 30SM Dynamic Overwrite Fund made up 0.02% of Sheaff Brock Investment Advisors's portfolio in Q1 2025, its #404 holding.
  • Sheaff Brock Investment Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2015 and has held it in 21 quarters since.
  • Sheaff Brock Investment Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $238K in Q4 2021.
  • 100 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2025.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2025, filed 7 May 2025.