Bank of New York Mellon
DIAX

Bank of New York Mellon’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bank of New York Mellon’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q2 		– Sell
-15,316
Closed -$240K – 4306
2017
Q1 		$240K Buy
15,316
+2,948
+24% +$46.1K ﹤0.01% 3818
2016
Q4 		$186K Sell
12,368
-5,584
-31% -$81.1K ﹤0.01% 3918
2016
Q3 		$259K Buy
17,952
+529
+3% +$7.75K ﹤0.01% 3818
2016
Q2 		$254K Buy
+17,423
New +$247K ﹤0.01% 3811

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon's DIAX Position: Q2 2017 in Review

Bank of New York Mellon sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2017, closing a stake of 15,316 shares — an estimated $240K sold.

Bank of New York Mellon first reported a position in DIAX in Q2 2016 and held it in 4 quarters. The position peaked at $259K in Q3 2016. 60 funds tracked by Wall St. Rank hold DIAX as of Q2 2017.

  • Bank of New York Mellon reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2017 after selling out during the quarter.
  • Bank of New York Mellon sold 15,316 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2017, an estimated $240K.
  • Bank of New York Mellon first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2016 and held it in 4 quarters.
  • Bank of New York Mellon's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $259K in Q3 2016.
  • 60 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2017.

Based on Bank of New York Mellon's 13F filing for Q2 2017, filed 3 Aug 2017.