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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

60 hedge funds and large institutions have $109M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

16% more capital invested

Capital invested by funds: $94.4M → $109M (+$14.9M)

1.72% more ownership

Funds ownership: 19.4%21.12% (+1.7%)

3% less funds holding

Funds holding: 6260 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
26
Reduced
17
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
26
Schnieders Capital Management
California
$571K
SG Americas Securities
27
SG Americas Securities
New York
$566K +$562K +39,431 New
BCA
28
Benchmark Capital Advisors
New York
$563K -$8.88K -623 -2%
ICAS
29
Investors Capital Advisory Services
Massachusetts
$499K
C
30
CFO4Life
Texas
$448K +$15.8K +1,107 +4%
LCM
31
Landscape Capital Management
New Jersey
$442K +$271K +19,013 +161%
OC
32
Oppenheimer & Co
New York
$396K +$15K +1,052 +4%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$390K -$16.3K -1,146 -4%
KeyBank National Association
34
KeyBank National Association
Ohio
$368K -$7.87K -552 -2%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$349K -$6.28K -441 -2%
Ameriprise
36
Ameriprise
Minnesota
$253K +$24.1K +1,691 +11%
GCP
37
GSA Capital Partners
United Kingdom
$247K +$245K +17,200 New
MFS
38
MSI Financial Services
Massachusetts
$245K +$70.5K +4,949 +41%
PA
39
Pinnacle Associates
New York
$241K +$90.2K +6,327 +61%
Goldman Sachs
40
Goldman Sachs
New York
$224K -$77K -5,403 -26%
VKH
41
Virtu KCG Holdings
New York
$222K -$240K -16,866 -52%
FAAS
42
First Allied Advisory Services
California
$222K +$25.8K +1,813 +13%
JMPWA
43
JP Morgan Private Wealth Advisors
California
$200K -$80.7K -5,661 -29%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$197K -$50.4K -3,539 -21%
HFS
45
HL Financial Services
Kentucky
$187K
AIG
46
American International Group
New York
$179K +$1.37K +96 +0.8%
SBIA
47
Sheaff Brock Investment Advisors
Indiana
$159K +$158K +11,089 New
Creative Planning
48
Creative Planning
Kansas
$143K -$19.2K -1,347 -12%
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$127K
IA
50
IFP Advisors
Florida
$123K +$122K +8,550 New

DIAX Hedge Fund Activity: Q4 2015 in Review

60 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2015, worth a combined $109M — up 16% from $94.4M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DIAX and 7 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 26 added.

The largest buyer was Karpus Investment Management, adding an estimated $3.63M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.23M sold.

  • 60 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2015, down from 62 in Q3 2015.
  • Funds reported $109M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2015, up 16% quarter-over-quarter.
  • 7 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2015 and 9 closed out, a net change of -2 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2015 was Karpus Investment Management, an estimated $3.63M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2015 was Wolverine Asset Management, an estimated $2.23M sold.

Based on aggregated 13F filings for Q4 2015.