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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

72 hedge funds and large institutions have $280M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 23 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 23

9% less funds holding

Funds holding: 7972 (-7)

26% less capital invested

Capital invested by funds: $378M → $280M (-$98M)

39% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 18

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
72
Holders Change
-7
Holders Change %
-8.86%
% of All Funds
2.01%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
23
Reduced
23
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MA
76
Montag & Associates
Georgia
-$1.17M -10,050 Closed
HFS
77
HL Financial Services
Kentucky
-$517K -4,443 Closed
DA
78
Doliver Advisors
Texas
-$372K -3,195 Closed
AF
79
Affiance Financial
Minnesota
-$324K -2,787 Closed
TJHA
80
Thomas J. Herzfeld Advisors
Florida
-$321K -2,761 Closed
NMC
81
Nine Masts Capital
Hong Kong
-$296K -2,543 Closed
LC
82
Lourd Capital
California
-$277K -2,385 Closed
WP
83
WMS Partners
Maryland
-$215K -1,845 Closed
DWT
84
Dorsey & Whitney Trust
South Dakota
-$213K -1,835 Closed
CDH
85
Charles D. Hyman
-$209K -1,800 Closed
Bank of New York Mellon
86
Bank of New York Mellon
New York
-$206K -1,770 Closed
S
87
SignatureFD
Georgia
-$58K -500 Closed
AA
88
Apriem Advisors
California
-$17K -145 Closed
CG
89
Colony Group
Massachusetts
-$13K -110 Closed
AF
90
Arrow Financial
New York
-$6K -51 Closed

CEM Hedge Fund Activity: Q3 2015 in Review

72 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2015, worth a combined $280M — down 26% from $378M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of CEM and 11 opened new positions — a net loss of 7 holders — while 23 trimmed existing stakes and 23 added.

The largest buyer was Bank of America, adding an estimated $14.6M. The largest seller was Morgan Stanley, cutting an estimated $8.55M.

  • 72 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2015, down from 79 in Q2 2015.
  • Funds reported $280M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2015, down 26% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2015 and 18 closed out, a net change of -7 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2015 was Bank of America, an estimated $14.6M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2015 was Morgan Stanley, an estimated $8.55M sold.

Based on aggregated 13F filings for Q3 2015.