We are live on ! Find out more
CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

78 hedge funds and large institutions have $261M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

20% more capital invested

Capital invested by funds: $217M → $261M (+$44.1M)

1% more funds holding

Funds holding: 7778 (+1)

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
25
Reduced
23
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
26
HL Financial Services
Kentucky
$1.19M +$1.12M +14,964 New
RJA
27
Raymond James & Associates
Florida
$1.12M +$194K +2,582 +22%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.06M -$1.43K -19 -0.1%
PAG
29
Private Advisor Group
New Jersey
$1.03M -$72.4K -965 -7%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$960K +$98.4K +1,311 +12%
OC
31
Oppenheimer & Co
New York
$916K +$101K +1,350 +13%
Franklin Resources
32
Franklin Resources
California
$765K +$127K +1,688 +21%
Deutsche Bank
33
Deutsche Bank
Germany
$717K
US Bancorp
34
US Bancorp
Minnesota
$512K -$17.5K -233 -3%
TB
35
Terril Brothers
Missouri
$511K
SI
36
Stephens Inc
Arkansas
$486K +$55.1K +735 +14%
Fiera Capital (Canada)
37
Fiera Capital (Canada)
Quebec, Canada
$472K
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$435K +$5.7K +76 +1%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$421K +$23K +307 +6%
LWAC
40
Laurel Wealth Advisors (California)
California
$413K
Stifel Financial
41
Stifel Financial
Missouri
$408K -$762K -10,154 -66%
M&T Bank
42
M&T Bank
New York
$384K +$362K +4,820 New
HighTower Advisors
43
HighTower Advisors
Illinois
$347K +$900 +12 +0.3%
SWP
44
Stratos Wealth Partners
Ohio
$330K +$8.78K +117 +3%
BTS
45
BB&T Securities
Virginia
$306K -$78.8K -1,050 -21%
MFW
46
Mosaic Family Wealth
Missouri
$300K -$450 -6 -0.2%
CS
47
Credit Suisse
Switzerland
$287K +$270K +3,594 New
TC
48
TFS Capital
Pennsylvania
$279K -$220K -2,932 -46%
AIM
49
Allen Investment Management
New York
$261K +$246K +3,278 New
CSA
50
Cottage Street Advisors
Massachusetts
$259K

CEM Hedge Fund Activity: Q2 2016 in Review

78 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2016, worth a combined $261M — up 20% from $217M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CEM positions and 8 closed out — a net gain of 3 holders — while 25 added to existing stakes and 23 trimmed.

The largest buyer was Horizon Kinetics, opening a new position worth an estimated $3.61M. The largest seller was LPL Financial, cutting an estimated $1.39M.

  • 78 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2016, up from 77 in Q1 2016.
  • Funds reported $261M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2016, up 20% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2016 and 8 closed out, a net change of +3 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2016 was Horizon Kinetics, an estimated $3.61M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2016 was LPL Financial, an estimated $1.39M sold.

Based on aggregated 13F filings for Q2 2016.