LPL Financial
CEM

LPL Financial’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

LPL Financial’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-17,379
Closed -$824K – 5331
2024
Q2 		$824K Sell
17,379
-285
-2% -$13.2K ﹤0.01% 3437
2024
Q1 		$809K Buy
17,664
+729
+4% +$30.5K ﹤0.01% 3370
2023
Q4 		$679K Sell
16,935
-275
-2% -$10K ﹤0.01% 3401
2023
Q3 		$606K Buy
17,210
+1,966
+13% +$71.2K ﹤0.01% 3319
2023
Q2 		$528K Buy
15,244
+225
+1% +$7.4K ﹤0.01% 3398
2023
Q1 		$486K Buy
15,019
+1,091
+8% +$37.3K ﹤0.01% 3352
2022
Q4 		$465K Buy
13,928
+170
+1% +$5.75K ﹤0.01% 3317
2022
Q3 		$410K Sell
13,758
-692
-5% -$22.4K ﹤0.01% 3332
2022
Q2 		$415K Sell
14,450
-208
-1% -$6.99K ﹤0.01% 3366
2022
Q1 		$494K Sell
14,658
-280
-2% -$8.65K ﹤0.01% 3215
2021
Q4 		$402K Buy
14,938
+2,215
+17% +$63.3K ﹤0.01% 3461
2021
Q3 		$345K Buy
+12,723
New +$342K ﹤0.01% 3540
2020
Q3 		– Sell
-6,392
Closed -$102K – 3647
2020
Q2 		$102K Sell
6,392
-464
-7% -$7.46K ﹤0.01% 3289
2020
Q1 		$63K Sell
6,856
-7,960
-54% -$335K ﹤0.01% 3064
2019
Q4 		$834K Sell
14,816
-170
-1% -$9.12K ﹤0.01% 1972
2019
Q3 		$853K Buy
14,986
+1,304
+10% +$75.9K ﹤0.01% 1848
2019
Q2 		$817K Buy
13,682
+1,459
+12% +$89.9K ﹤0.01% 1876
2019
Q1 		$774K Sell
12,223
-100
-0.8% -$6.08K ﹤0.01% 1839
2018
Q4 		$641K Sell
12,323
-3,706
-23% -$232K ﹤0.01% 1854
2018
Q3 		$1.16M Buy
16,029
+7,918
+98% +$581K ﹤0.01% 1565
2018
Q2 		$573K Sell
8,111
-212
-3% -$14.9K ﹤0.01% 2079
2018
Q1 		$524K Buy
8,323
+2,642
+47% +$203K ﹤0.01% 2113
2017
Q4 		$434K Buy
5,681
+386
+7% +$26.5K ﹤0.01% 2179
2017
Q3 		$393K Buy
5,295
+1,221
+30% +$92K ﹤0.01% 2134
2017
Q2 		$311K Sell
4,074
-10,115
-71% -$814K ﹤0.01% 2267
2017
Q1 		$1.19M Buy
14,189
+724
+5% +$60.5K 0.01% 1143
2016
Q4 		$1.05M Buy
13,465
+999
+8% +$77.4K 0.01% 1182
2016
Q3 		$992K Sell
12,466
-2,964
-19% -$237K 0.01% 1211
2016
Q2 		$1.2M Sell
15,430
-18,553
-55% -$1.39M 0.01% 1059
2016
Q1 		$2.13M Buy
33,983
+1,243
+4% +$78.3K 0.01% 1165
2015
Q4 		$2.45M Buy
32,740
+17,435
+114% +$1.54M 0.01% 1049
2015
Q3 		$1.42M Sell
15,305
-601
-4% -$64.7K 0.01% 1025
2015
Q2 		$1.81M Sell
15,906
-1,031
-6% -$130K 0.01% 965
2015
Q1 		$2.12M Sell
16,937
-4,879
-22% -$628K 0.01% 878
2014
Q4 		$3.01M Buy
21,816
+473
+2% +$63.8K 0.02% 700
2014
Q3 		$2.95M Sell
21,343
-2,891
-12% -$417K 0.02% 674
2014
Q2 		$3.62M Sell
24,234
-2,082
-8% -$294K 0.02% 600
2014
Q1 		$3.5M Sell
26,316
-839
-3% -$110K 0.02% 570
2013
Q4 		$3.7M Buy
27,155
+127
+0.5% +$17K 0.02% 543
2013
Q3 		$3.56M Buy
27,028
+1,338
+5% +$183K 0.02% 527
2013
Q2 		$3.62M Buy
+25,690
New +$3.51M 0.03% 486

Other funds holding CEM

IA
IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

LPL Financial's CEM Position: Q3 2024 in Review

LPL Financial sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2024, closing a stake of 17,379 shares — an estimated $824K sold.

LPL Financial first reported a position in CEM in Q2 2013 and held it in 41 quarters. The position peaked at $3.7M in Q4 2013. 1 fund tracked by Wall St. Rank holds CEM as of Q3 2024.

  • LPL Financial reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2024 after selling out during the quarter.
  • LPL Financial sold 17,379 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2024, an estimated $824K.
  • LPL Financial first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 41 quarters.
  • LPL Financial's ClearBridge MLP and Midstream Fund Inc. position peaked at $3.7M in Q4 2013.
  • 1 fund tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2024.

Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.