Franklin Resources’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Franklin Resources’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-8,720	Closed	-$710K	–	1525
2016 Q3	$710K	Sell	8,720 -888	-9%	-$70.9K	﹤0.01%	1355
2016 Q2	$765K	Buy	9,608 +1,688	+21%	+$127K	﹤0.01%	1350
2016 Q1	$537K	Hold	7,920	–	–	﹤0.01%	1392
2015 Q4	$601K	Hold	7,920	–	–	﹤0.01%	1427
2015 Q3	$686K	Hold	7,920	–	–	﹤0.01%	1416
2015 Q2	$921K	Hold	7,920	–	–	﹤0.01%	1409
2015 Q1	$988K	Hold	7,920	–	–	﹤0.01%	1387
2014 Q4	$1.09M	Hold	7,920	–	–	﹤0.01%	1385
2014 Q3	$1.1M	Hold	7,920	–	–	﹤0.01%	1373
2014 Q2	$1.18M	Hold	7,920	–	–	﹤0.01%	1365
2014 Q1	$1.05M	Hold	7,920	–	–	﹤0.01%	1351
2013 Q4	$1.08M	Hold	7,920	–	–	﹤0.01%	1324
2013 Q3	$1.05M	Hold	7,920	–	–	﹤0.01%	1290
2013 Q2	$1.11M	Buy	+7,920	New	+$1.08M	﹤0.01%	1263

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Franklin Resources's CEM Position: Q4 2016 in Review

Franklin Resources sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2016, closing a stake of 8,720 shares — an estimated $710K sold.

Franklin Resources first reported a position in CEM in Q2 2013 and held it in 14 quarters. The position peaked at $1.18M in Q2 2014. 83 funds tracked by Wall St. Rank hold CEM as of Q4 2016.

Franklin Resources reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2016 after selling out during the quarter.
Franklin Resources sold 8,720 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2016, an estimated $710K.
Franklin Resources first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 14 quarters.
Franklin Resources's ClearBridge MLP and Midstream Fund Inc. position peaked at $1.18M in Q2 2014.
83 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2016.

Based on Franklin Resources's 13F filing for Q4 2016, filed 14 Feb 2017.