Credit Suisse’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Credit Suisse’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-5,588	Closed	-$291K	–	4184
2018 Q4	$291K	Buy	+5,588	New	+$350K	﹤0.01%	3524
2018 Q1	–	Sell	-5,000	Closed	-$382K	–	4188
2017 Q4	$382K	Buy	+5,000	New	+$344K	﹤0.01%	3544
2016 Q3	–	Sell	-3,594	Closed	-$287K	–	4297
2016 Q2	$287K	Buy	+3,594	New	+$270K	﹤0.01%	3716

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Credit Suisse's CEM Position: Q1 2019 in Review

Credit Suisse sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2019, closing a stake of 5,588 shares — an estimated $291K sold.

Credit Suisse first reported a position in CEM in Q2 2016 and held it in 3 quarters. The position peaked at $382K in Q4 2017. 90 funds tracked by Wall St. Rank hold CEM as of Q1 2019.

Credit Suisse reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2019 after selling out during the quarter.
Credit Suisse sold 5,588 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2019, an estimated $291K.
Credit Suisse first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2016 and held it in 3 quarters.
Credit Suisse's ClearBridge MLP and Midstream Fund Inc. position peaked at $382K in Q4 2017.
90 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2019.

Based on Credit Suisse's 13F filing for Q1 2019, filed 14 May 2019.