OC
CEM

Oppenheimer & Co’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Oppenheimer & Co’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q2 		– Sell
-2,342
Closed -$148K – 1400
2019
Q1 		$148K Buy
2,342
+2
+0.1% +$122 ﹤0.01% 1275
2018
Q4 		$121K Sell
2,340
-37
-2% -$2.32K ﹤0.01% 1170
2018
Q3 		$173K Buy
2,377
+43
+2% +$3.15K ﹤0.01% 1252
2018
Q2 		$165K Sell
2,334
-496
-18% -$34.9K ﹤0.01% 1246
2018
Q1 		$178K Sell
2,830
-760
-21% -$58.4K ﹤0.01% 1237
2017
Q4 		$273K Sell
3,590
-840
-19% -$57.7K 0.01% 1100
2017
Q3 		$329K Sell
4,430
-1,000
-18% -$75.3K 0.01% 1002
2017
Q2 		$414K Sell
5,430
-1,960
-27% -$158K 0.01% 899
2017
Q1 		$619K Sell
7,390
-5,070
-41% -$424K 0.02% 725
2016
Q4 		$969K Buy
12,460
+150
+1% +$11.6K 0.03% 567
2016
Q3 		$1M Buy
12,310
+800
+7% +$63.9K 0.03% 565
2016
Q2 		$916K Buy
11,510
+1,350
+13% +$101K 0.03% 576
2016
Q1 		$689K Sell
10,160
-435
-4% -$27.4K 0.02% 639
2015
Q4 		$804K Sell
10,595
-9,847
-48% -$867K 0.02% 626
2015
Q3 		$1.77M Buy
20,442
+323
+2% +$34.8K 0.05% 404
2015
Q2 		$2.34M Buy
20,119
+471
+2% +$59.5K 0.07% 345
2015
Q1 		$2.45M Sell
19,648
-374
-2% -$48.2K 0.07% 340
2014
Q4 		$2.76M Sell
20,022
-255
-1% -$34.4K 0.08% 298
2014
Q3 		$2.83M Buy
20,277
+4,533
+29% +$654K 0.08% 281
2014
Q2 		$2.35M Sell
15,744
-390
-2% -$55K 0.07% 331
2014
Q1 		$2.15M Buy
16,134
+1,093
+7% +$143K 0.06% 361
2013
Q4 		$2.05M Buy
15,041
+657
+5% +$88.1K 0.07% 343
2013
Q3 		$1.92M Buy
14,384
+1,634
+13% +$223K 0.07% 327
2013
Q2 		$1.79M Buy
+12,750
New +$1.74M 0.07% 331

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return
SEIA
Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
HI
HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Oppenheimer & Co's CEM Position: Q2 2019 in Review

Oppenheimer & Co sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2019, closing a stake of 2,342 shares — an estimated $148K sold.

Oppenheimer & Co first reported a position in CEM in Q2 2013 and held it in 24 quarters. The position peaked at $2.83M in Q3 2014. 90 funds tracked by Wall St. Rank hold CEM as of Q2 2019.

  • Oppenheimer & Co reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2019 after selling out during the quarter.
  • Oppenheimer & Co sold 2,342 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2019, an estimated $148K.
  • Oppenheimer & Co first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 24 quarters.
  • Oppenheimer & Co's ClearBridge MLP and Midstream Fund Inc. position peaked at $2.83M in Q3 2014.
  • 90 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2019.

Based on Oppenheimer & Co's 13F filing for Q2 2019, filed 9 Aug 2019.