Baird Financial Group’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Baird Financial Group’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-5,830	Closed	-$488K	–	1263
2017 Q1	$488K	Sell	5,830 -89	-2%	-$7.44K	﹤0.01%	957
2016 Q4	$461K	Buy	5,919 +517	+10%	+$40K	﹤0.01%	939
2016 Q3	$440K	Buy	5,402 +113	+2%	+$9.03K	﹤0.01%	966
2016 Q2	$421K	Buy	5,289 +307	+6%	+$23K	﹤0.01%	956
2016 Q1	$338K	Buy	4,982 +1,470	+42%	+$92.6K	﹤0.01%	1032
2015 Q4	$267K	Sell	3,512 -168	-5%	-$14.8K	﹤0.01%	1101
2015 Q3	$319K	Sell	3,680 -338	-8%	-$36.4K	﹤0.01%	1043
2015 Q2	$467K	Buy	+4,018	New	+$508K	﹤0.01%	980

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Baird Financial Group's CEM Position: Q2 2017 in Review

Baird Financial Group sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2017, closing a stake of 5,830 shares — an estimated $488K sold.

Baird Financial Group first reported a position in CEM in Q2 2015 and held it in 8 quarters. The position peaked at $488K in Q1 2017. 82 funds tracked by Wall St. Rank hold CEM as of Q2 2017.

Baird Financial Group reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2017 after selling out during the quarter.
Baird Financial Group sold 5,830 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2017, an estimated $488K.
Baird Financial Group first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2015 and held it in 8 quarters.
Baird Financial Group's ClearBridge MLP and Midstream Fund Inc. position peaked at $488K in Q1 2017.
82 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2017.

Based on Baird Financial Group's 13F filing for Q2 2017, filed 14 Aug 2017.