CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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70 hedge funds and large institutions have $315M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
25
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$122M
2
CA
Cornerstone Advisors
North Carolina
$1.83M
3
NCM
Newgate Capital Management
Connecticut
$1.29M
4
Wells Fargo
Wells Fargo
California
$7.81M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$7.72M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$16.4M
2
Bank of America
Bank of America
North Carolina
$41.9M
3
Ameriprise
Ameriprise
Minnesota
$1.12M
4
Invesco
Invesco
Georgia
$9.09M
5
U
UBS
Switzerland
$6.91M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cohen & Steers
26
Cohen & Steers
New York
$1.12M – – –
Ameriprise
27
Ameriprise
Minnesota
$1.12M -$1.46M -10,952 -57%
Franklin Resources
28
Franklin Resources
California
$1.06M – – –
RJA
29
Raymond James & Associates
Florida
$1.01M +$61.9K +465 +7%
PAG
30
Private Advisor Group
New Jersey
$964K +$34.9K +262 +4%
HFS
31
HL Financial Services
Kentucky
$911K -$150K -1,130 -14%
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$855K – – –
Deutsche Bank
33
Deutsche Bank
Germany
$771K – – –
Kayne Anderson Rudnick Investment Management
34
Kayne Anderson Rudnick Investment Management
California
$573K +$192K +1,443 +50%
FAAS
35
First Allied Advisory Services
California
$571K +$54.4K +407 +11%
SHA
36
Smith Hayes Advisers
Nebraska
$547K – – –
MFS
37
MSI Financial Services
Massachusetts
$522K +$191K +1,438 +58%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$510K +$26.3K +198 +5%
RCM
39
Robinson Capital Management
Michigan
$482K +$482K +3,623 New
EVM
40
Eaton Vance Management
Massachusetts
$281K +$4.36K +32 +2%
DWT
41
Dorsey & Whitney Trust
South Dakota
$255K +$3.99K +30 +2%
CDH
42
Charles D. Hyman
$240K – – –
Bank of New York Mellon
43
Bank of New York Mellon
New York
$232K -$51.3K -386 -18%
RAM
44
Roanoke Asset Management
New Jersey
$232K – – –
HighTower Advisors
45
HighTower Advisors
Illinois
$218K – – –
Barclays
46
Barclays
United Kingdom
$216K -$5.21K -40 -2%
SCA
47
SAC Capital Advisors
Connecticut
$210K +$210K +1,576 New
OIA
48
Optimum Investment Advisors
Illinois
$198K – – –
Creative Planning
49
Creative Planning
Kansas
$183K +$54.6K +409 +43%
MBE
50
Michael B. Elefante
$178K +$178K +1,339 New
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