Barclays’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Barclays’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,660	Closed	-$225K	–	7673
2014 Q3	$225K	Hold	1,660	–	–	﹤0.01%	4639
2014 Q2	$241K	Hold	1,660	–	–	﹤0.01%	4654
2014 Q1	$216K	Sell	1,660 -40	-2%	-$5.23K	﹤0.01%	4714
2013 Q4	$230K	Buy	1,700 +240	+16%	+$32.2K	﹤0.01%	4870
2013 Q3	$190K	Hold	1,460	–	–	﹤0.01%	5087
2013 Q2	$205K	Buy	+1,460	New	+$199K	﹤0.01%	5153

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Barclays's CEM Position: Q4 2014 in Review

Barclays sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2014, closing a stake of 1,660 shares — an estimated $225K sold.

Barclays first reported a position in CEM in Q2 2013 and held it in 6 quarters. The position peaked at $241K in Q2 2014. 87 funds tracked by Wall St. Rank hold CEM as of Q4 2014.

Barclays reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2014 after selling out during the quarter.
Barclays sold 1,660 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2014, an estimated $225K.
Barclays first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 6 quarters.
Barclays's ClearBridge MLP and Midstream Fund Inc. position peaked at $241K in Q2 2014.
87 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2014.

Based on Barclays's 13F filing for Q4 2014, filed 13 Feb 2015.