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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

71 hedge funds and large institutions have $318M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

26% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 19

11% more funds holding

Funds holding: 6471 (+7)

6% more capital invested

Capital invested by funds: $301M → $318M (+$16.8M)

Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
2.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
24
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
26
Franklin Resources
California
$1.08M
RJA
27
Raymond James & Associates
Florida
$968K -$401K -2,988 -30%
PAG
28
Private Advisor Group
New Jersey
$950K +$936K +6,980 New
JP Morgan Chase
29
JP Morgan Chase
New York
$874K -$199K -1,485 -19%
Deutsche Bank
30
Deutsche Bank
Germany
$788K -$777K -5,795 -50%
SHA
31
Smith Hayes Advisers
Nebraska
$559K +$551K +4,108 New
FAAS
32
First Allied Advisory Services
California
$526K +$68.7K +512 +15%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$495K -$1.48K -11 -0.3%
Kayne Anderson Rudnick Investment Management
34
Kayne Anderson Rudnick Investment Management
California
$390K +$384K +2,862 New
BFM
35
Boston Financial Management
Massachusetts
$340K
MCM
36
Maryland Capital Management
Maryland
$339K
MFS
37
MSI Financial Services
Massachusetts
$338K +$239K +1,779 +252%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$290K -$20.7K -154 -7%
EVM
39
Eaton Vance Management
Massachusetts
$277K +$4.16K +31 +2%
DWT
40
Dorsey & Whitney Trust
South Dakota
$257K +$3.76K +28 +2%
Northern Trust
41
Northern Trust
Illinois
$253K +$249K +1,859 New
CDH
42
Charles D. Hyman
$245K
RAM
43
Roanoke Asset Management
New Jersey
$237K
Barclays
44
Barclays
United Kingdom
$230K +$32.2K +240 +16%
HighTower Advisors
45
HighTower Advisors
Illinois
$224K -$63.7K -475 -22%
CAN
46
Cetera Advisor Networks
California
$213K +$212K +1,577 New
OIA
47
Optimum Investment Advisors
Illinois
$202K
BRWA
48
B. Riley Wealth Advisors
Florida
$136K
Creative Planning
49
Creative Planning
Kansas
$131K -$5.23K -39 -4%
1IC
50
1919 Investment Counsel
Maryland
$94K

CEM Hedge Fund Activity: Q4 2013 in Review

71 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2013, worth a combined $318M — up 5.6% from $301M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CEM positions and 4 closed out — a net gain of 8 holders — while 24 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.19M. The largest seller was Advisors Asset Management, cutting an estimated $3.22M.

  • 71 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2013, up from 64 in Q3 2013.
  • Funds reported $318M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2013, up 5.6% quarter-over-quarter.
  • 12 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2013 and 4 closed out, a net change of +8 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2013 was Morgan Stanley, an estimated $8.19M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2013 was Advisors Asset Management, an estimated $3.22M sold.

Based on aggregated 13F filings for Q4 2013.