CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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71 hedge funds and large institutions have $318M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
2.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
24
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$120M
2
Bank of America
Bank of America
North Carolina
$44.8M
3
BTS
BB&T Securities
Virginia
$13.1M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$2.06M
5
U
UBS
Switzerland
$7.61M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$19.6M
2
GC
Guggenheim Capital
Illinois
$16.3M
3
Invesco
Invesco
Georgia
$10.3M
4
Ameriprise
Ameriprise
Minnesota
$2.63M
5
Deutsche Bank
Deutsche Bank
Germany
$788K
Name Holding Trade Value Shares
Change 		Shares
Change %
Franklin Resources
26
Franklin Resources
California
$1.08M – – –
RJA
27
Raymond James & Associates
Florida
$968K -$407K -2,988 -30%
PAG
28
Private Advisor Group
New Jersey
$950K +$950K +6,980 New
JPMorgan Chase & Co
29
JPMorgan Chase & Co
New York
$874K -$202K -1,485 -19%
Deutsche Bank
30
Deutsche Bank
Germany
$788K -$788K -5,795 -50%
SHA
31
Smith Hayes Advisers
Nebraska
$559K +$559K +4,108 New
FAAS
32
First Allied Advisory Services
California
$526K +$69.7K +512 +15%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$495K -$1.5K -11 -0.3%
Kayne Anderson Rudnick Investment Management
34
Kayne Anderson Rudnick Investment Management
California
$390K +$390K +2,862 New
BFM
35
Boston Financial Management
Massachusetts
$340K – – –
MCM
36
Maryland Capital Management
Maryland
$339K – – –
MFS
37
MSI Financial Services
Massachusetts
$338K +$242K +1,779 +252%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$290K -$21K -154 -7%
EVM
39
Eaton Vance Management
Massachusetts
$277K +$4.23K +31 +2%
DWT
40
Dorsey & Whitney Trust
South Dakota
$257K +$3.81K +28 +2%
Northern Trust
41
Northern Trust
Illinois
$253K +$253K +1,859 New
CDH
42
Charles D. Hyman
$245K – – –
RAM
43
Roanoke Asset Management
New Jersey
$237K – – –
Barclays
44
Barclays
United Kingdom
$230K +$32.5K +240 +16%
HighTower Advisors
45
HighTower Advisors
Illinois
$224K -$64.9K -475 -22%
CAN
46
Cetera Advisor Networks
California
$213K +$213K +1,577 New
OIA
47
Optimum Investment Advisors
Illinois
$202K – – –
BRWA
48
B. Riley Wealth Advisors
Florida
$136K – – –
Creative Planning
49
Creative Planning
Kansas
$131K -$5.31K -39 -4%
1IC
50
1919 Investment Counsel
Maryland
$94K – – –
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