CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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64 hedge funds and large institutions have $301M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
23
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$9.59M
2
Morgan Stanley
2
Morgan Stanley
New York
$109M
3
Bank of America
3
Bank of America
North Carolina
$40.2M
4
SI
4
Stephens Inc
Arkansas
$2.43M
5
Wells Fargo
5
Wells Fargo
California
$6.41M

Top Sellers

1
GKIM
1
GW&K Investment Management
Massachusetts
$15.7M
2
Millennium Management
2
Millennium Management
New York
$0
3
AAM
3
Advisors Asset Management
Colorado
$22.4M
4
Ameriprise
4
Ameriprise
Minnesota
$4.45M
5
BTS
5
BB&T Securities
Virginia
$9.99M
Name Holding Trade Value Shares
Change 		Shares
Change %
HFS
26
HL Financial Services
Kentucky
$1.1M -$44.1K -331 -4%
Franklin Resources
27
Franklin Resources
California
$1.06M – – –
JPMorgan Chase & Co
28
JPMorgan Chase & Co
New York
$1.05M -$46.6K -350 -4%
CIC
29
Carnegie Investment Counsel
Ohio
$912K +$71.5K +536 +9%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$834K -$505K -3,787 -38%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$486K +$26.9K +202 +6%
FAAS
32
First Allied Advisory Services
California
$449K +$149K +1,111 +50%
Comerica Bank
33
Comerica Bank
Texas
$349K -$107K -807 -24%
BFM
34
Boston Financial Management
Massachusetts
$333K – – –
MCM
35
Maryland Capital Management
Maryland
$332K +$81.3K +610 +32%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$305K -$158K -1,181 -34%
HighTower Advisors
37
HighTower Advisors
Illinois
$282K -$54.8K -411 -16%
EVM
38
Eaton Vance Management
Massachusetts
$267K +$4K +30 +2%
DWT
39
Dorsey & Whitney Trust
South Dakota
$248K +$3.74K +28 +2%
CDH
40
Charles D. Hyman
$240K -$26.7K -200 -10%
RAM
41
Roanoke Asset Management
New Jersey
$236K +$236K +1,740 New
Jane Street
42
Jane Street
New York
$228K -$202K -1,516 -47%
AIG
43
American International Group
New York
$200K – – –
OIA
44
Optimum Investment Advisors
Illinois
$198K +$198K +1,485 New
Barclays
45
Barclays
United Kingdom
$190K – – –
FBC
46
Fairfield, Bush & Co
Connecticut
$133K – – –
Creative Planning
47
Creative Planning
Kansas
$133K +$40K +301 +43%
BRWA
48
B. Riley Wealth Advisors
Florida
$133K +$133K +1,000 New
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$103K – – –
MFS
50
MSI Financial Services
Massachusetts
$94K +$35.7K +268 +61%
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