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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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64 hedge funds and large institutions have $301M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

3% more funds holding

Funds holding: 62 → 64 (+2)

10% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 21

3% more capital invested

Capital invested by funds: $293M → $301M (+$8.17M)

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
23
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$9.82M
2
Morgan Stanley
Morgan Stanley
New York
+$8.09M
3
Bank of America
Bank of America
North Carolina
+$3.16M
4
SI
Stephens Inc
Arkansas
+$1.92M
5
Wells Fargo
Wells Fargo
California
+$1.03M

Top Sellers

Rank Fund Capital Flow
1
GKIM
GW&K Investment Management
Massachusetts
-$6.69M
2
Millennium Management
Millennium Management
New York
-$2.07M
3
AAM
Advisors Asset Management
Colorado
-$1.18M
4
Ameriprise
Ameriprise
Minnesota
-$609K
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$517K
Name Holding Trade Value Shares
Change 		Change in
Stake
HFS
26
HL Financial Services
Kentucky
$1.1M -$45.2K -331 -4%
Franklin Resources
27
Franklin Resources
California
$1.05M – – –
JP Morgan Chase
28
JP Morgan Chase
New York
$1.05M -$47.8K -350 -4%
CIC
29
Carnegie Investment Counsel
Ohio
$912K +$73.1K +536 +9%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$834K -$517K -3,787 -38%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$486K +$27.6K +202 +6%
FAAS
32
First Allied Advisory Services
California
$449K +$152K +1,111 +50%
Comerica Bank
33
Comerica Bank
Texas
$349K -$110K -807 -24%
BFM
34
Boston Financial Management
Massachusetts
$333K – – –
MCM
35
Maryland Capital Management
Maryland
$332K +$83.2K +610 +32%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$305K -$161K -1,181 -34%
HighTower Advisors
37
HighTower Advisors
Illinois
$282K -$56.1K -411 -16%
EVM
38
Eaton Vance Management
Massachusetts
$267K +$4.09K +30 +2%
DWT
39
Dorsey & Whitney Trust
South Dakota
$248K +$3.82K +28 +2%
CDH
40
Charles D. Hyman
$240K -$27.3K -200 -10%
RAM
41
Roanoke Asset Management
New Jersey
$236K +$237K +1,740 New
Jane Street
42
Jane Street
New York
$228K -$207K -1,516 -47%
AIG
43
American International Group
New York
$200K – – –
OIA
44
Optimum Investment Advisors
Illinois
$198K +$203K +1,485 New
Barclays
45
Barclays
United Kingdom
$190K – – –
FBC
46
Fairfield, Bush & Co
Connecticut
$133K – – –
Creative Planning
47
Creative Planning
Kansas
$133K +$41.1K +301 +43%
BRWA
48
B. Riley Wealth Advisors
Florida
$133K +$136K +1,000 New
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$103K – – –
MFS
50
MSI Financial Services
Massachusetts
$94K +$36.6K +268 +61%
1
2
3

CEM Hedge Fund Activity: Q3 2013 in Review

64 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2013, worth a combined $301M — up 2.8% from $293M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new CEM positions and 6 closed out — a net gain of 2 holders — while 23 added to existing stakes and 21 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $9.82M. The largest seller was GW&K Investment Management, cutting an estimated $6.69M.

  • 64 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2013, up from 62 in Q2 2013.
  • Funds reported $301M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2013, up 2.8% quarter-over-quarter.
  • 8 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2013 and 6 closed out, a net change of +2 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2013 was Janney Montgomery Scott, an estimated $9.82M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2013 was GW&K Investment Management, an estimated $6.69M sold.

Based on aggregated 13F filings for Q3 2013.