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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYX icon
726
NCR Voyix
VYX
$1.14B
$6K ﹤0.01%
266
+7
+3% +$149
WELL icon
727
Welltower
WELL
$171B
$6K ﹤0.01%
95
-346
-78% -$19.8K
WPM icon
728
Wheaton Precious Metals
WPM
$60.9B
$6K ﹤0.01%
278
-1,925
-87% -$45.4K
ZAGG
729
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$6K ﹤0.01%
1,244
-606
-33% -$2.64K
UPL
730
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$6K ﹤0.01%
215
-1,982
-90% -$47.3K
NSH
731
DELISTED
NuStar GP Holdings LLC
NSH
$6K ﹤0.01%
186
-497
-73% -$15.1K
GRH
732
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$6K ﹤0.01%
+6,365
New +$6.92K
PGH
733
DELISTED
Pengrowth Energy Corporation
PGH
$6K ﹤0.01%
1,000
– –
BTO
734
John Hancock Financial Opportunities Fund
BTO
$803M
$5K ﹤0.01%
212
– –
CNP icon
735
CenterPoint Energy
CNP
$26.8B
$5K ﹤0.01%
210
-320
-60% -$7.52K
CWB icon
736
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$5K ﹤0.01%
99
+1
+1% +$48
D icon
737
Dominion Energy
D
$59.3B
$5K ﹤0.01%
77
-249
-76% -$17K
DBEM icon
738
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
$5K ﹤0.01%
255
– –
GALT icon
739
Galectin Therapeutics
GALT
$348M
$5K ﹤0.01%
+300
New +$4.27K
GOF icon
740
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$5K ﹤0.01%
250
– –
HPI
741
John Hancock Preferred Income Fund
HPI
$433M
$5K ﹤0.01%
250
– –
IAT icon
742
iShares US Regional Banks ETF
IAT
$681M
$5K ﹤0.01%
150
– –
IAU icon
743
iShares Gold Trust
IAU
$67.5B
$5K ﹤0.01%
205
+15
+8% +$376
NOG icon
744
Northern Oil and Gas
NOG
$2.35B
$5K ﹤0.01%
33
– –
PXI icon
745
Invesco Dorsey Wright Energy Momentum ETF
PXI
$50.5M
$5K ﹤0.01%
+80
New +$4.37K
REMX icon
746
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
$5K ﹤0.01%
+48
New +$5.1K
SBGI icon
747
Sinclair Inc
SBGI
$1.03B
$5K ﹤0.01%
200
– –
SNY icon
748
Sanofi
SNY
$104B
$5K ﹤0.01%
103
– –
STRA icon
749
Strategic Education
STRA
$1.92B
$5K ﹤0.01%
115
– –
TRIP icon
750
TripAdvisor
TRIP
$1.26B
$5K ﹤0.01%
50
– –
28 29
30
31 32

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.