Regal Investment Advisors’s John Hancock Preferred Income Fund HPI Stock Holding History

Regal Investment Advisors’s Portfolio HPI Stock Details HPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-500	Closed	-$9K	–	535
2015 Q3	$9K	Hold	500	–	–	﹤0.01%	715
2015 Q2	$9K	Hold	500	–	–	﹤0.01%	669
2015 Q1	$11K	Buy	+500	New	+$10.4K	﹤0.01%	669
2014 Q4	–	Sell	-250	Closed	-$5K	–	954
2014 Q3	$5K	Hold	250	–	–	﹤0.01%	791
2014 Q2	$5K	Hold	250	–	–	﹤0.01%	765
2014 Q1	$5K	Hold	250	–	–	﹤0.01%	741
2013 Q4	$4K	Hold	250	–	–	﹤0.01%	699
2013 Q3	$5K	Hold	250	–	–	﹤0.01%	705
2013 Q2	$5K	Buy	+250	New	+$5.68K	﹤0.01%	697

Other funds holding HPI

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PTCG

Pring Turner Capital Group Alamo, California $166M AUM 22.06% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

TCMG

TSP Capital Management Group Summit, New Jersey $410M AUM 71.81% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Regal Investment Advisors's HPI Position: Q4 2015 in Review

Regal Investment Advisors sold out of John Hancock Preferred Income Fund (HPI) in Q4 2015, closing a stake of 500 shares — an estimated $9K sold.

Regal Investment Advisors first reported a position in HPI in Q2 2013 and held it in 9 quarters. The position peaked at $11K in Q1 2015. 49 funds tracked by Wall St. Rank hold HPI as of Q4 2015.

Regal Investment Advisors reported no remaining John Hancock Preferred Income Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 500 John Hancock Preferred Income Fund shares in Q4 2015, an estimated $9K.
Regal Investment Advisors first reported a position in John Hancock Preferred Income Fund in Q2 2013 and held it in 9 quarters.
Regal Investment Advisors's John Hancock Preferred Income Fund position peaked at $11K in Q1 2015.
49 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.