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HPI

John Hancock Preferred Income Fund

38 hedge funds and large institutions have $33M invested in John Hancock Preferred Income Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $32.7M → $33M (+$298K)

0.56% more ownership

Funds ownership: 6.02%6.58% (+0.56%)

14% less funds holding

Funds holding: 4438 (-6)

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
38
Holders Change
-6
Holders Change %
-13.64%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
16
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$6.08M +$4.18M +215,392 +215%
FIM
2
Frontier Investment Management
Texas
$5.45M +$882K +45,475 +19%
Invesco
3
Invesco
Georgia
$3.93M -$289K -14,901 -7%
U
4
UBS
Switzerland
$3.67M +$1.71M +88,108 +86%
CS
5
Credit Suisse
Switzerland
$2.45M -$10.5K -541 -0.4%
LPL Financial
6
LPL Financial
California
$2.4M -$113K -5,837 -4%
Morgan Stanley
7
Morgan Stanley
New York
$1.5M -$99.1K -5,110 -6%
Bank of America
8
Bank of America
North Carolina
$998K -$3.76K -194 -0.4%
Wells Fargo
9
Wells Fargo
California
$906K -$43.9K -2,265 -5%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$805K +$485 +25 +0.1%
MBT
11
Monroe Bank & Trust
Michigan
$760K -$173K -8,894 -18%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$642K -$77.1K -3,975 -11%
CAN
13
Cetera Advisor Networks
California
$532K -$344K -17,713 -39%
VC
14
Vicus Capital
Pennsylvania
$520K +$60.5K +3,119 +13%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$421K -$24.8K -1,277 -6%
ICOA
16
Investment Centers of America
North Dakota
$304K +$308K +15,866 New
WCM
17
Windsor Capital Management
Arizona
$292K +$2.95K +152 +1%
OA
18
Oxbow Advisors
Texas
$219K
MNA
19
Manning & Napier Advisors
New York
$202K
VKH
20
Virtu KCG Holdings
New York
$200K +$201K +10,350 New
PMG
21
ProVise Management Group
Florida
$193K
Cohen & Steers
22
Cohen & Steers
New York
$104K +$104K +5,383 New
AIG
23
American International Group
New York
$92.4K -$7.76K -400 -8%
Creative Planning
24
Creative Planning
Kansas
$90K +$19.4K +1,000 +27%
WA
25
WFG Advisors
Texas
$46K +$466 +24 +1%

HPI Hedge Fund Activity: Q3 2013 in Review

38 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund (HPI) for Q3 2013, worth a combined $33M — up 0.91% from $32.7M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of HPI and 4 opened new positions — a net loss of 6 holders — while 16 trimmed existing stakes and 8 added.

The largest buyer was Guggenheim Capital, adding an estimated $4.18M. The largest seller was Citizens Business Bank, exiting entirely with an estimated $1.02M sold.

  • 38 institutional investors held John Hancock Preferred Income Fund (HPI) as of Q3 2013, down from 44 in Q2 2013.
  • Funds reported $33M of John Hancock Preferred Income Fund stock for Q3 2013, up 0.91% quarter-over-quarter.
  • 4 funds opened new John Hancock Preferred Income Fund positions in Q3 2013 and 10 closed out, a net change of -6 holders.
  • The largest John Hancock Preferred Income Fund buyer in Q3 2013 was Guggenheim Capital, an estimated $4.18M added.
  • The largest John Hancock Preferred Income Fund seller in Q3 2013 was Citizens Business Bank, an estimated $1.02M sold.

Based on aggregated 13F filings for Q3 2013.