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HPI

John Hancock Preferred Income Fund

47 hedge funds and large institutions have $44.6M invested in John Hancock Preferred Income Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.99% less ownership

Funds ownership: 8.42%7.43% (-0.99%)

4% less funds holding

Funds holding: 4947 (-2)

11% less capital invested

Capital invested by funds: $50M → $44.6M (-$5.45M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

22% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 18

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$7.22M -$774K -34,013 -10%
Invesco
2
Invesco
Georgia
$5.35M -$661K -29,053 -11%
Morgan Stanley
3
Morgan Stanley
New York
$3.72M +$628K +27,567 +20%
SAM
4
Selway Asset Management
$3.12M +$1.35M +59,250 +74%
LPL Financial
5
LPL Financial
California
$3.09M +$146K +6,394 +5%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$2.29M +$40.4K +1,775 +2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.19M +$2.22M +97,607 New
PTCG
8
Pring Turner Capital Group
California
$1.84M -$28.5K -1,250 -1%
Wells Fargo
9
Wells Fargo
California
$1.37M +$157K +6,910 +13%
TCMG
10
TSP Capital Management Group
New Jersey
$1.31M -$1.3M -57,050 Closed
CIA
11
Capital Investment Advisors
Georgia
$1.29M -$112K -4,936 -8%
Bank of America
12
Bank of America
North Carolina
$1.17M -$51.9K -2,281 -4%
GC
13
Guggenheim Capital
Illinois
$1.04M -$4.1M -180,235 -80%
Ameriprise
14
Ameriprise
Minnesota
$988K +$197K +8,658 +24%
GWM
15
Geneos Wealth Management
Colorado
$781K +$91 +4 +0%
VC
16
Vicus Capital
Pennsylvania
$692K -$10.2K -448 -1%
BCM
17
Beck Capital Management
Texas
$635K -$132K -5,817 -17%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$556K -$60.7K -2,665 -10%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$552K +$43.4K +1,905 +8%
ICOA
20
Investment Centers of America
North Dakota
$496K -$144K -6,332 -22%
NL
21
NWAM LLC
Washington
$411K +$19.4K +850 +5%
AG
22
Advisor Group
Arizona
$382K +$39.1K +1,719 +11%
RJA
23
Raymond James & Associates
Florida
$375K -$86K -3,778 -18%
MBT
24
Monroe Bank & Trust
Michigan
$374K -$54.5K -2,395 -12%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$333K +$40.5K +1,781 +14%

HPI Hedge Fund Activity: Q3 2016 in Review

47 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund (HPI) for Q3 2016, worth a combined $44.6M — down 11% from $50M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of HPI and 4 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 14 added.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $2.22M. The largest seller was Guggenheim Capital, cutting an estimated $4.1M.

  • 47 institutional investors held John Hancock Preferred Income Fund (HPI) as of Q3 2016, down from 49 in Q2 2016.
  • Funds reported $44.6M of John Hancock Preferred Income Fund stock for Q3 2016, down 11% quarter-over-quarter.
  • 4 funds opened new John Hancock Preferred Income Fund positions in Q3 2016 and 5 closed out, a net change of -1 holder.
  • The largest John Hancock Preferred Income Fund buyer in Q3 2016 was Envestnet Asset Management, an estimated $2.22M added.
  • The largest John Hancock Preferred Income Fund seller in Q3 2016 was Guggenheim Capital, an estimated $4.1M sold.

Based on aggregated 13F filings for Q3 2016.