UBS’s John Hancock Preferred Income Fund HPI Stock Holding History

UBS’s Portfolio HPI Stock Details HPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.14M	Buy	206,417 +7,012	+4%	+$141K	﹤0.01%	2209
2014 Q2	$4.11M	Sell	199,405 -31,305	-14%	-$633K	﹤0.01%	2141
2014 Q1	$4.59M	Buy	230,710 +19,398	+9%	+$367K	﹤0.01%	1944
2013 Q4	$3.77M	Buy	211,312 +20,865	+11%	+$383K	﹤0.01%	2148
2013 Q3	$3.67M	Buy	190,447 +88,108	+86%	+$1.71M	﹤0.01%	1991
2013 Q2	$2.13M	Buy	+102,339	New	+$2.32M	﹤0.01%	2473

Other funds holding HPI

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PTCG

Pring Turner Capital Group Alamo, California $175M AUM 20.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's HPI Position: Q3 2014 in Review

UBS increased its John Hancock Preferred Income Fund (HPI) stake by 3.5% in Q3 2014, buying an estimated $141K and bringing the position to 206,417 shares worth $4.14M. The position accounts for ﹤0.01% of the portfolio, ranked #2209.

UBS first reported a position in HPI in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.59M in Q1 2014. 43 funds tracked by Wall St. Rank hold HPI as of Q3 2014.

UBS held 206,417 shares of John Hancock Preferred Income Fund worth $4.14M as of Q3 2014.
UBS bought 7,012 John Hancock Preferred Income Fund shares in Q3 2014, an estimated $141K.
John Hancock Preferred Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2209 holding.
UBS first reported a position in John Hancock Preferred Income Fund in Q2 2013 and has held it in 6 quarters since.
UBS's John Hancock Preferred Income Fund position peaked at $4.59M in Q1 2014.
43 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.