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Regal Investment Advisors’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Regal Investment Advisors’s Portfolio GOF Stock Details GOF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-250
Closed -$5K – 951
2014
Q3 		$5K Hold
250
– – ﹤0.01% 790
2014
Q2 		$5K Hold
250
– – ﹤0.01% 763
2014
Q1 		$5K Hold
250
– – ﹤0.01% 740
2013
Q4 		$5K Hold
250
– – ﹤0.01% 674
2013
Q3 		$6K Hold
250
– – ﹤0.01% 682
2013
Q2 		$6K Buy
+250
New +$5.68K ﹤0.01% 669

Other funds holding GOF

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Regal Investment Advisors's GOF Position: Q4 2014 in Review

Regal Investment Advisors sold out of Guggenheim Strategic Opportunities Fund (GOF) in Q4 2014, closing a stake of 250 shares — an estimated $5K sold.

Regal Investment Advisors first reported a position in GOF in Q2 2013 and held it in 6 quarters. The position peaked at $6K in Q3 2013. 30 funds tracked by Wall St. Rank hold GOF as of Q4 2014.

  • Regal Investment Advisors reported no remaining Guggenheim Strategic Opportunities Fund position as of Q4 2014 after selling out during the quarter.
  • Regal Investment Advisors sold 250 Guggenheim Strategic Opportunities Fund shares in Q4 2014, an estimated $5K.
  • Regal Investment Advisors first reported a position in Guggenheim Strategic Opportunities Fund in Q2 2013 and held it in 6 quarters.
  • Regal Investment Advisors's Guggenheim Strategic Opportunities Fund position peaked at $6K in Q3 2013.
  • 30 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q4 2014.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.