Regal Investment Advisors’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Regal Investment Advisors’s Portfolio GOF Stock Details GOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-250	Closed	-$5K	–	951
2014 Q3	$5K	Hold	250	–	–	﹤0.01%	790
2014 Q2	$5K	Hold	250	–	–	﹤0.01%	763
2014 Q1	$5K	Hold	250	–	–	﹤0.01%	740
2013 Q4	$5K	Hold	250	–	–	﹤0.01%	674
2013 Q3	$6K	Hold	250	–	–	﹤0.01%	682
2013 Q2	$6K	Buy	+250	New	+$5.68K	﹤0.01%	669

Other funds holding GOF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Regal Investment Advisors's GOF Position: Q4 2014 in Review

Regal Investment Advisors sold out of Guggenheim Strategic Opportunities Fund (GOF) in Q4 2014, closing a stake of 250 shares — an estimated $5K sold.

Regal Investment Advisors first reported a position in GOF in Q2 2013 and held it in 6 quarters. The position peaked at $6K in Q3 2013. 30 funds tracked by Wall St. Rank hold GOF as of Q4 2014.

Regal Investment Advisors reported no remaining Guggenheim Strategic Opportunities Fund position as of Q4 2014 after selling out during the quarter.
Regal Investment Advisors sold 250 Guggenheim Strategic Opportunities Fund shares in Q4 2014, an estimated $5K.
Regal Investment Advisors first reported a position in Guggenheim Strategic Opportunities Fund in Q2 2013 and held it in 6 quarters.
Regal Investment Advisors's Guggenheim Strategic Opportunities Fund position peaked at $6K in Q3 2013.
30 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q4 2014.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.