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Regal Investment Advisors’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Regal Investment Advisors’s Portfolio CWB Stock Details CWB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-6,176
Closed -$282K – 265
2016
Q4 		$282K Buy
6,176
+993
+19% +$45.3K 0.08% 207
2016
Q3 		$240K Sell
5,183
-2,318
-31% -$106K 0.07% 232
2016
Q2 		$329K Sell
7,501
-19
-0.3% -$825 0.09% 191
2016
Q1 		$325K Buy
7,520
+156
+2% +$6.46K 0.09% 190
2015
Q4 		$318K Sell
7,364
-1,047
-12% -$47.9K 0.08% 193
2015
Q3 		$376K Sell
8,411
-704
-8% -$32.7K 0.1% 175
2015
Q2 		$433K Buy
9,115
+540
+6% +$26.2K 0.12% 163
2015
Q1 		$410K Buy
+8,575
New +$405K 0.1% 170
2014
Q4 		– Sell
-236
Closed -$12K – 929
2014
Q3 		$12K Buy
236
+176
+293% +$8.86K ﹤0.01% 651
2014
Q2 		$3K Sell
60
-39
-39% -$1.91K ﹤0.01% 810
2014
Q1 		$5K Buy
99
+1
+1% +$48 ﹤0.01% 736
2013
Q4 		$5K Sell
98
-19
-16% -$876 ﹤0.01% 670
2013
Q3 		$5K Sell
117
-19
-14% -$844 ﹤0.01% 701
2013
Q2 		$6K Buy
+136
New +$5.85K ﹤0.01% 665

Other funds holding CWB

NSLI
Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
QI
QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
IA
IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
BAM
BTS Asset Management Lincoln, Massachusetts $47.4M AUM 1.28% 1-Year Est. Return

Regal Investment Advisors's CWB Position: Q1 2017 in Review

Regal Investment Advisors sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q1 2017, closing a stake of 6,176 shares — an estimated $282K sold.

Regal Investment Advisors first reported a position in CWB in Q2 2013 and held it in 14 quarters. The position peaked at $433K in Q2 2015. 244 funds tracked by Wall St. Rank hold CWB as of Q1 2017.

  • Regal Investment Advisors reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q1 2017 after selling out during the quarter.
  • Regal Investment Advisors sold 6,176 State Street SPDR Bloomberg Convertible Securities ETF shares in Q1 2017, an estimated $282K.
  • Regal Investment Advisors first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2013 and held it in 14 quarters.
  • Regal Investment Advisors's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $433K in Q2 2015.
  • 244 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q1 2017.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.