Regal Investment Advisors’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-6,176	Closed	-$282K	–	265
2016 Q4	$282K	Buy	6,176 +993	+19%	+$45.3K	0.08%	207
2016 Q3	$240K	Sell	5,183 -2,318	-31%	-$106K	0.07%	232
2016 Q2	$329K	Sell	7,501 -19	-0.3%	-$825	0.09%	191
2016 Q1	$325K	Buy	7,520 +156	+2%	+$6.46K	0.09%	190
2015 Q4	$318K	Sell	7,364 -1,047	-12%	-$47.9K	0.08%	193
2015 Q3	$376K	Sell	8,411 -704	-8%	-$32.7K	0.1%	175
2015 Q2	$433K	Buy	9,115 +540	+6%	+$26.2K	0.12%	163
2015 Q1	$410K	Buy	+8,575	New	+$405K	0.1%	170
2014 Q4	–	Sell	-236	Closed	-$12K	–	929
2014 Q3	$12K	Buy	236 +176	+293%	+$8.86K	﹤0.01%	651
2014 Q2	$3K	Sell	60 -39	-39%	-$1.91K	﹤0.01%	810
2014 Q1	$5K	Buy	99 +1	+1%	+$48	﹤0.01%	736
2013 Q4	$5K	Sell	98 -19	-16%	-$876	﹤0.01%	670
2013 Q3	$5K	Sell	117 -19	-14%	-$844	﹤0.01%	701
2013 Q2	$6K	Buy	+136	New	+$5.85K	﹤0.01%	665