Regal Investment Advisors’s Invesco Dorsey Wright Energy Momentum ETF PXI Stock Holding History

Regal Investment Advisors’s Portfolio PXI Stock Details PXI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-160	Closed	-$5K	–	733
2015 Q3	$5K	Hold	160	–	–	﹤0.01%	811
2015 Q2	$7K	Sell	160 -160	-50%	-$7.64K	﹤0.01%	707
2015 Q1	$15K	Sell	320 -335	-51%	-$15.2K	﹤0.01%	612
2014 Q4	$29K	Buy	655 +625	+2,083%	+$30.7K	0.01%	477
2014 Q3	$2K	Sell	30 -50	-63%	-$3.11K	﹤0.01%	884
2014 Q2	$5K	Hold	80	–	–	﹤0.01%	770
2014 Q1	$5K	Buy	+80	New	+$4.37K	﹤0.01%	745

Other funds holding PXI

Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MCWS

McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Regal Investment Advisors's PXI Position: Q4 2015 in Review

Regal Investment Advisors sold out of Invesco Dorsey Wright Energy Momentum ETF (PXI) in Q4 2015, closing a stake of 160 shares — an estimated $5K sold.

Regal Investment Advisors first reported a position in PXI in Q1 2014 and held it in 7 quarters. The position peaked at $29K in Q4 2014. 40 funds tracked by Wall St. Rank hold PXI as of Q4 2015.

Regal Investment Advisors reported no remaining Invesco Dorsey Wright Energy Momentum ETF position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 160 Invesco Dorsey Wright Energy Momentum ETF shares in Q4 2015, an estimated $5K.
Regal Investment Advisors first reported a position in Invesco Dorsey Wright Energy Momentum ETF in Q1 2014 and held it in 7 quarters.
Regal Investment Advisors's Invesco Dorsey Wright Energy Momentum ETF position peaked at $29K in Q4 2014.
40 funds tracked by Wall St. Rank held Invesco Dorsey Wright Energy Momentum ETF as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.