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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBT
651
Permian Basin Royalty Trust
PBT
$1.49B
$12K ﹤0.01%
1,475
– –
QAI icon
652
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$12K ﹤0.01%
+404
New +$12K
SCHX icon
653
Schwab US Large- Cap ETF
SCHX
$74.5B
$12K ﹤0.01%
+1,410
New +$11.6K
UNH icon
654
UnitedHealth
UNH
$370B
$12K ﹤0.01%
+101
New +$11.2K
UTF icon
655
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$12K ﹤0.01%
+516
New +$11.8K
HNP
656
DELISTED
Huaneng Power Intl, Inc.
HNP
$12K ﹤0.01%
+250
New +$12.7K
AGC
657
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$12K ﹤0.01%
+1,780
New +$11.6K
HTS
658
DELISTED
HATTERAS FINANCIAL CORP
HTS
$12K ﹤0.01%
683
-689
-50% -$12.5K
MBT
659
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$12K ﹤0.01%
1,155
-1,120
-49% -$10.1K
CEO
660
DELISTED
CNOOC Limited
CEO
$12K ﹤0.01%
85
-260
-75% -$35.9K
DO
661
DELISTED
Diamond Offshore Drilling
DO
$12K ﹤0.01%
452
-322
-42% -$10K
AIG icon
662
American International
AIG
$41.3B
$11K ﹤0.01%
199
+100
+101% +$5.36K
ALE
663
DELISTED
Allete
ALE
$11K ﹤0.01%
+200
New +$11K
CMI icon
664
Cummins
CMI
$88.7B
$11K ﹤0.01%
78
+50
+179% +$7.05K
DEW icon
665
WisdomTree Global High Dividend Fund
DEW
$155M
$11K ﹤0.01%
255
+30
+13% +$1.33K
EEMV icon
666
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$11K ﹤0.01%
180
– –
EES icon
667
WisdomTree US SmallCap Earnings Fund
EES
$731M
$11K ﹤0.01%
+375
New +$10.2K
EFAV icon
668
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$11K ﹤0.01%
160
+64
+67% +$4.14K
HPI
669
John Hancock Preferred Income Fund
HPI
$433M
$11K ﹤0.01%
+500
New +$10.4K
IGD
670
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$11K ﹤0.01%
+1,294
New +$10.7K
MXI icon
671
iShares Global Materials ETF
MXI
$362M
$11K ﹤0.01%
200
– –
NOC icon
672
Northrop Grumman
NOC
$81.2B
$11K ﹤0.01%
71
– –
ADAM
673
Adamas Trust
ADAM
$883M
$11K ﹤0.01%
354
-615
-63% -$19.2K
RGLD icon
674
Royal Gold
RGLD
$19.5B
$11K ﹤0.01%
170
-270
-61% -$18.6K
TXT icon
675
Textron
TXT
$15.4B
$11K ﹤0.01%
+253
New +$11K
25 26
27
28 29

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.