RIA
AGC

Regal Investment Advisors’s Advent Claymore Conv Sec & Incme AGC Stock Holding History

Regal Investment Advisors’s Portfolio AGC Stock Details AGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-1,780
Closed -$12K – 1051
2015
Q1 		$12K Buy
+1,780
New +$11.6K ﹤0.01% 657
2014
Q1 		– Sell
-5
Closed – – 964
2013
Q4 		$0 Buy
+5
New +$36 ﹤0.01% 1000

Other funds holding AGC

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AA
AQR Arbitrage Greenwich, Connecticut $6.09B AUM 26.7% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Regal Investment Advisors's AGC Position: Q2 2015 in Review

Regal Investment Advisors sold out of Advent Claymore Conv Sec & Incme (AGC) in Q2 2015, closing a stake of 1,780 shares — an estimated $12K sold.

Regal Investment Advisors first reported a position in AGC in Q4 2013 and held it in 2 quarters. The position peaked at $12K in Q1 2015. 38 funds tracked by Wall St. Rank hold AGC as of Q2 2015.

  • Regal Investment Advisors reported no remaining Advent Claymore Conv Sec & Incme position as of Q2 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 1,780 Advent Claymore Conv Sec & Incme shares in Q2 2015, an estimated $12K.
  • Regal Investment Advisors first reported a position in Advent Claymore Conv Sec & Incme in Q4 2013 and held it in 2 quarters.
  • Regal Investment Advisors's Advent Claymore Conv Sec & Incme position peaked at $12K in Q1 2015.
  • 38 funds tracked by Wall St. Rank held Advent Claymore Conv Sec & Incme as of Q2 2015.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.